1 Introduction
Most W3C work revolves around the standardization of Web technologies. To accomplish this work, W3C follows processes that promote the development of high-quality standards based on the consensus of the Membership, Team, and public. W3C processes promote fairness, responsiveness, and progress: all facets of the W3C mission. This document describes the processes W3C follows in pursuit of its mission.
Here is a general overview of how W3C standardizes a Web technology. In many cases, the goal of this work is a W3C Recommendation , the W3C equivalent of a Web standard.
-
People
generate
interest
in
a
particular
topic
(e.g.,
Web
services).
For
instance,
Members
express
interest
in
the
form
of
Member
Submissions
,
and
the
Team
monitors
work
inside
and
outside
of
W3C
for
signs
of
interest.
Also,
W3C
is
likely
to
organize
a
Workshop
to
bring
people
together
to
discuss
topics
that
interest
the
W3C
community.
This was the case, for example, with Web services. -
When
there
is
enough
interest
in
a
topic
(e.g.,
after
a
successful
Workshop
and/or
discussion
on
an
Advisory
Committee
mailing
list
),
the
Director
announces
the
development
of
a
proposal
for
aone or more newActivityor Interest Group or Working Group charter , depending on the breadth of the topic of interest.An Activity Proposal describes the scope, duration, and other characteristics of the intended work, and includes the charters of one or more Working Groups, Interest Groups, and possibly Coordination Groups to carry out the work.W3C Members revieweach Activity Proposalandtheassociated Working Groupproposed charters. When there is support within W3C for investing resources in the topic of interest, the Director approves thenew Activitygroup(s) andgroups get down tothey begin their work.For the Web Services Activity, the initial Activity Proposal called for one Working Group to work on Web Services Architecture and one to work on a language for Web Services Description. The Activity Proposal also incorporated an existing Working Group (from another Activity) working on XML Protocols. - There are three types of Working Group participants: Member representatives , Invited Experts , and Team representatives . Team representatives both contribute to the technical work and help ensure the group's proper integration with the rest of W3C. The Working Group charter sets expectations about each group's deliverables (e.g., technical reports , test suites, and tutorials).
- Working Groups generally create specifications and guidelines that undergo cycles of revision and review as they advance to W3C Recommendation status. The W3C process for producing these technical reports includes significant review by the Members and public, and requirements that the Working Group be able to show implementation and interoperability experience. At the end of the process, the Advisory Committee reviews the mature technical report, and if there is support, W3C publishes it as a Recommendation .
The Process Document promotes the goals of quality and fairness in technical decisions by encouraging consensus , requiring reviews (by both Members and public) as part of the technical report development process , and through an appeal process for the Advisory Committee.
The other sections of the Process Document:
- set forth policies for participation in W3C groups,
- establish two permanent groups within W3C: the Technical Architecture Group (TAG) , to help resolve Consortium-wide technical issues; and the Advisory Board (AB) , to help resolve Consortium-wide non-technical issues, and to manage the evolution of the W3C process , and
- describe other interactions between the Members (as represented by the W3C Advisory Committee ), the Team, and the general public.
2 Members, Advisory Committee, Team, Advisory Board, Technical Architecture Group
W3C's mission is to lead the Web to its full potential. W3C Member organizations provide resources to this end, and the W3C Team provides the technical leadership and organization to coordinate the effort.
2.1 Members
W3C Members are primarily represented in W3C processes as follows:
-
The
Advisory
Committee
is
composed
of
one
representative
from
each
Member
organization
(refer
to
the
Member-only
list
of
current
Advisory
Committee
representatives
[
MEM1
]).
The
Advisory
Committee:
- reviews plans for W3C at each Advisory Committee meeting ;
-
reviews
formal
proposals
from
the
W3C
Director:
ActivityCharter Proposals , Proposed Recommendations , and Proposed Process Documents . - elects the Advisory Board participants other than the Advisory Board Chair.
- elects 5 of the 9 participants on the Technical Architecture Group .
-
Representatives
of
Member
organizations
participate
in
Working
Groups, Interest Groups,Groups andCoordinationInterest Groups and author and review technical reports .
W3C membership is open to all entities, as described in " How to Join W3C " [ PUB5 ]; (refer to the public list of current W3C Members [ PUB8 ]). Organizations subscribe according to the Membership Agreement [ PUB6 ]. The Team must ensure that Member participation agreements remain Team-only and that no Member receives preferential treatment within W3C.
W3C
does
not
have
a
class
of
membership
tailored
to,
or
priced
for
individuals
.
individuals.
However,
an
individual
may
join
W3C
as
an
Affiliate
Member.
In
this
case
the
same
restrictions
pertaining
to
related
Members
apply
when
the
individual
also
represents
another
W3C
Member.
2.1.1 Rights of Members
Each Member organization enjoys the following rights and benefits:
- A seat on the Advisory Committee ;
- Access to Member-only information;
- The Member Submission process;
- Use of the W3C Member logo on promotional material and to publicize the Member's participation in W3C. For more information, please refer to the Member logo usage policy described in the New Member Orientation [ MEM4 ].
Furthermore, representatives of Member organizations participate in W3C as follows:
-
In
Working
Groups, Interest Groups,Groups andCoordinationInterest Groups . - In Workshops and Symposia ;
- On the Team, as W3C Fellows .
In the case (described in paragraph 5g of the Membership Agreement ), where a Member organization is itself a consortium, user society, or otherwise has members or sponsors, the organization's paid staff and Advisory Committee representative exercise all the rights and privileges of W3C membership. In addition, the Advisory Committee representative may designate up to four (or more at the Team's discretion) individuals who, though not employed by the organization, may exercise the rights of Member representatives . These individuals must disclose their employment affiliation when participating in W3C work. Provisions for related Members apply. Furthermore, these individuals are expected to represent the broad interests of the W3C Member organization and not the parochial interests of their employers.
The rights and benefits of W3C membership are contingent upon conformance to the processes described in this document. The vast majority of W3C Members faithfully follow the spirit as well as the letter of these processes. When serious and/or repeated violations do occur, and repeated attempts to address these violations have not resolved the situation, the Director may take disciplinary action. Arbitration in the case of further disagreement is governed by paragraph 19 of the Membership Agreement. Refer to the Guidelines for Disciplinary Action [ MEM14 ].
2.1.2 Related Members
In the interest of ensuring the integrity of the consensus process, Member involvement in some of the processes in this document is affected by related Member status. As used herein, two Members are related if:
- Either Member is a subsidiary of the other, or
- Both Members are subsidiaries of a common entity, or
- The Members have an employment contract or consulting contract that affects W3C participation.
A subsidiary is an organization of which effective control and/or majority ownership rests with another, single organization.
Related Members must disclose these relationships according to the mechanisms described in the New Member Orientation [ MEM4 ].
2.1.3 Advisory Committee (AC)
When an organization joins W3C (see " How to Join W3C " [ PUB5 ]), it must name its Advisory Committee representative as part of the Membership Agreement. The New Member Orientation explains how to subscribe or unsubscribe to Advisory Committee mailing lists, provides information about Advisory Committee meetings, explains how to name a new Advisory Committee representative, and more. Advisory Committee representatives must follow the conflict of interest policy by disclosing information according to the mechanisms described in the New Member Orientation. See also the additional roles of Advisory Committee representatives described in the W3C Patent Policy [ PUB33 ].
Additional information for Members is available at the Member Web site [ MEM6 ].
2.1.3.1 Advisory Committee Mailing Lists
The Team must provide two mailing lists for use by the Advisory Committee:
- One for official announcements (e.g., those required by this document) from the Team to the Advisory Committee. This list is read-only for Advisory Committee representatives.
- One for discussion among Advisory Committee representatives. Though this list is primarily for Advisory Committee representatives, the Team must monitor discussion and should participate in discussion when appropriate. Ongoing detailed discussions should be moved to other appropriate lists (new or existing, such as a mailing list created for a Workshop ).
An Advisory Committee representative may request that additional individuals from their organization be subscribed to these lists. Failure to contain distribution internally may result in suspension of additional email addresses, at the discretion of the Team.
2.1.3.2 Advisory Committee Meetings
The
Team
organizes
a
face-to-face
meeting
for
the
Advisory
Committee
twice
a
year
.
The
Team
appoints
the
Chair
of
these
meetings
(generally
the
W3C
Chair
or
Chief
Operating
Officer
CEO
).
At
each
Advisory
Committee
meeting,
the
Team
should
provide
an
update
to
the
Advisory
Committee
about:
- Resources
-
- The number of Full and Affiliate W3C Members.
- An overview of the financial status of W3C.
- Allocations
-
- The allocation of the annual budget, including size of the Team and their approximate deployment.
-
A
list
of
all
Activitiesactivities (including but not limited to Working and Interest Groups) and brief status statement about each, in particular those started or terminated since the previous Advisory Committee meeting. - The allocation of resources to pursuing liaisons with other organizations.
Each Member organization should send one representative to each Advisory Committee meeting. In exceptional circumstances (e.g., during a period of transition between representatives from an organization), the meeting Chair may allow a Member organization to send two representatives to a meeting.
The Team must announce the date and location of each Advisory Committee meeting no later than at the end of the previous meeting; one year's notice is preferred. The Team must announce the region of each Advisory Committee meeting at least one year in advance.
More information about Advisory Committee meetings [ MEM5 ] is available at the Member Web site.
2.2 The W3C Team
The
Team
consists
of
the
Director,
CEO,
W3C
paid
staff,
unpaid
interns,
and
W3C
Fellows.
W3C
Fellows
are
Member
employees
working
as
part
of
the
Team;
see
the
W3C
Fellows
Program
[
PUB32
].
The
Team
provides
technical
leadership
about
Web
technologies,
organizes
and
manages
W3C
Activities
activities
to
reach
goals
within
practical
constraints
(such
as
resources
available),
and
communicates
with
the
Members
and
the
public
about
the
Web
and
W3C
technologies.
The
Team
is
led
by
the
Director,
W3C
Chair,
Director
and
Chief
Operating
Officer.
These
individuals
CEO
may
delegate
responsibility
(generally
to
other
individuals
in
the
Team)
for
any
of
their
roles
described
in
this
document.
The
Director
is
the
lead
technical
architect
at
W3C
and
as
such,
is
responsible
for
W3C.
His
responsibilities
are
identified
throughout
this
document
in
relevant
places
Some
key
ones
include:
assessing
consensus
within
W3C
for
architectural
choices,
publication
of
technical
reports
,
and
new
Activities
.
The
Director
appoints
activities;
appointing
group
Chairs
and
has
the
role
of
;
"tie-breaker"
for
questions
of
Good
Standing
in
a
Working
Group
or
appeal
of
a
Working
Group
decision
.
The
and
deciding
on
the
outcome
of
formal
objections;
the
Director
is
generally
Chair
of
the
TAG
.
The
W3C
Chair
leads
Member
relations,
and
liaisons
with
other
organizations,
governments,
and
the
public.
The
Chief
Operating
Officer
(
COO
)
leads
the
operation
of
W3C
as
an
organization:
a
collection
of
people,
Host
institutions
,
and
processes.
Team
administrative
information
such
as
Team
salaries,
detailed
budgeting,
and
other
business
decisions
are
Team-only
,
subject
to
oversight
by
the
Host
institutions.
Note:
W3C
is
not
currently
incorporated.
For
legal
contracts,
W3C
is
represented
by
three
four
"Host"
institutions
:
:
Beihang
University,
the
European
Research
Consortium
for
Informatics
and
Mathematics
(
ERCIM
),
Keio
University,
and
the
Massachusetts
Institute
of
Technology
(
MIT
).
Within
W3C,
the
Host
institutions
are
governed
by
joint
sponsorship
contracts;
hosting
agreements;
the
Hosts
themselves
are
not
W3C
Members.
2.2.1 Team Submissions
Team members may request that the Director publish information at the W3C Web site. At the Director's discretion, these documents are published as "Team Submissions". These documents are analogous to Member Submissions (e.g., in expected scope ). However, there is no additional Team comment. The document status section of a Team Submission indicates the level of Team consensus about the published material.
Team Submissions are not part of the technical report development process .
The list of published Team Submissions [ PUB16 ] is available at the W3C Web site.
2.3 Advisory Board (AB)
Created in March 1998, the Advisory Board provides ongoing guidance to the Team on issues of strategy, management, legal matters, process, and conflict resolution. The Advisory Board also serves the Members by tracking issues raised between Advisory Committee meetings, soliciting Member comments on such issues, and proposing actions to resolve these issues. The Advisory Board manages the evolution of the Process Document . The Advisory Board hears appeals of Member Submission requests that are rejected for reasons unrelated to Web architecture; see also the TAG .
The Advisory Board is not a board of directors and has no decision-making authority within W3C; its role is strictly advisory.
The Team must make available a mailing list for the Advisory Board to use for its communication, confidential to the Advisory Board and Team.
The Advisory Board should send a summary of each of its meetings to the Advisory Committee and other group Chairs. The Advisory Board should also report on its activities at each Advisory Committee meeting .
Details about the Advisory Board (e.g., the list of Advisory Board participants, mailing list information, and summaries of Advisory Board meetings) are available at the Advisory Board home page [ PUB30 ].
2.3.1 Advisory Board Participation
The
Advisory
Board
consists
of
nine
elected
participants
and
a
Chair.
The
Team
appoints
the
Chair
of
the
Advisory
Board
,
who
is
generally
the
W3C
Chair
CEO
.
The remaining nine Advisory Board participants are elected by the W3C Advisory Committee following the AB/TAG nomination and election process .
With the exception of the Chair, the terms of all Advisory Board participants are for two years . Terms are staggered so that each year, either four or five terms expire. If an individual is elected to fill an incomplete term, that individual's term ends at the normal expiration date of that term. Regular Advisory Board terms begin on 1 July and end on 30 June.
2.4 Technical Architecture Group (TAG)
Created in February 2001, the mission of the TAG is stewardship of the Web architecture. There are three aspects to this mission:
- to document and build consensus around principles of Web architecture and to interpret and clarify these principles when necessary;
- to resolve issues involving general Web architecture brought to the TAG;
- to help coordinate cross-technology architecture developments inside and outside W3C.
The TAG hears appeals of Member Submission requests that are rejected for reasons related to Web architecture; see also the Advisory Board .
The TAG's scope is limited to technical issues about Web architecture. The TAG should not consider administrative, process, or organizational policy issues of W3C, which are generally addressed by the W3C Advisory Committee, Advisory Board, and Team. Please refer to the TAG charter [ PUB25 ] for more information about the background and scope of the TAG, and the expected qualifications of TAG participants.
The Team must make available two mailing lists for the TAG:
- a public discussion (not just input) list for issues of Web architecture. The TAG will conduct its public business on this list.
- a Member-only list for discussions within the TAG and for requests to the TAG that, for whatever reason, cannot be made on the public list.
The TAG may also request the creation of additional topic-specific, public mailing lists. For some TAG discussions (e.g., an appeal of a rejected Member Submission request ), the TAG may use a list that will be Member-only .
The TAG should send a summary of each of its meetings to the Advisory Committee and other group Chairs. The TAG should also report on its activities at each Advisory Committee meeting .
When the TAG votes to resolve an issue, each TAG participant (whether appointed, elected, or the Chair) has one vote; see also the section on voting in the TAG charter [ PUB25 ] and the general section on votes in this Process Document.
Details about the TAG (e.g., the list of TAG participants, mailing list information, and summaries of TAG meetings) are available at the TAG home page [ PUB26 ].
2.4.1 Technical Architecture Group Participation
The TAG consists of eight elected or appointed participants and a Chair. The Team appoints the Chair of the TAG, who is generally the Director .
Three TAG participants are appointed by the Director. Appointees are not required to be on the W3C Team. The Director may appoint W3C Fellows to the TAG.
The remaining five TAG participants are elected by the W3C Advisory Committee following the AB/TAG nomination and election process .
With the exception of the Chair, the terms of all TAG participants are for two years . Terms are staggered so that each year, either two or three elected terms, and either one or two appointed terms expire. If an individual is appointed or elected to fill an incomplete term, that individual's term ends at the normal expiration date of that term. Regular TAG terms begin on 1 February and end on 31 January.
2.5 Advisory Board and Technical Architecture Group Participation
Advisory
Board
and
TAG
participants
have
a
special
role
within
W3C:
they
are
elected
by
the
Membership
and
appointed
by
the
Director
with
the
expectation
that
they
will
use
their
best
judgment
to
find
the
best
solutions
for
the
Web,
not
just
for
any
particular
network,
technology,
vendor,
or
user.
Advisory
Board
and
TAG
participants
are
expected
to
participate
regularly
and
fully.
Good
Standing
rules
as
defined
for
Working
Group
participants
also
apply
to
Advisory
Board
and
TAG
participants.
Advisory
Board
and
TAG
participants
should
attend
Advisory
Committee
meetings
.
An individual participates on the Advisory Board or TAG from the moment the individual's term begins until the term ends or the seat is vacated . Although Advisory Board and TAG participants do not advocate for the commercial interests of their employers, their participation does carry the responsibilities associated with Member representation, Invited Expert status, or Team representation (as described in the section on the AB/TAG nomination and election process ). See also the licensing obligations on TAG participants in section 3 of the W3C Patent Policy [ PUB33 ], and the claim exclusion process of section 4 .
2.5.1 Advisory Board and Technical Architecture Group Participation Constraints
Given the few seats available on the Advisory Board and the TAG, and in order to ensure that the diversity of W3C Members is represented:
-
A
Member
organization
is
permitted
at
most
one
participant
on
the
TAG.TAG except when having more than one participant is caused by a change of affiliation of an existing participant. At the completion of the next regularly scheduled election for the TAG, the Member organization must have returned to having at most one participant. - A Member organization is permitted at most one participant on the AB.
- An individual must not participate on both the TAG and the AB.
If,
for
whatever
reason,
these
constraints
are
not
satisfied
(e.g.,
because
a
TAG
or
an
AB
participant
changes
jobs),
one
participant
must
cease
TAG
or
AB
participation
until
the
situation
has
been
resolved.
If
after
30
days
the
situation
has
not
been
resolved,
the
Chair
will
declare
one
participant's
seat
to
be
vacant.
When
more
than
one
individual
is
involved,
the
verifiable
random
selection
procedure
described
below
will
be
used
to
choose
one
person
for
continued
participation.
2.5.2 Advisory Board and Technical Architecture Group Elections
The Advisory Board and a portion of the Technical Architecture Group are elected by the Advisory Committee. An election begins when the Team sends a Call for Nominations to the Advisory Committee. Any Call for Nominations specifies the number of available seats, the deadline for nominations, and the address where nominations are sent. The Director should announce appointments no later than the start of a nomination period, and generally as part of the Call for Nominations.
Each
Member
(or
group
of
related
Members
)
may
nominate
one
individual.
A
nomination
must
be
made
with
the
consent
of
the
nominee.
In
order
for
an
individual
to
be
nominated
as
a
Member
representative,
the
individual
must
qualify
for
Member
representation
and
the
Member's
Advisory
Committee
representative
must
include
in
the
nomination
the
(same)
information
required
for
a
Member
representative
in
a
Working
Group
.
In
order
for
an
individual
to
be
nominated
as
an
Invited
Expert,
the
individual
must
provide
the
(same)
information
required
for
an
Invited
Expert
in
a
Working
Group
and
the
nominating
Advisory
Committee
representative
must
include
that
information
in
the
nomination.
In
order
for
an
individual
to
be
nominated
as
a
Team
representative,
the
nominating
Advisory
Committee
representative
must
first
secure
approval
from
Team
management.
A
nominee
is
not
required
NOT
REQUIRED
to
be
an
employee
of
a
Member
organization,
and
may
be
a
W3C
Fellow
.
Each
nomination
should
include
a
few
informative
paragraphs
about
the
nominee.
If, after the deadline for nominations, the number of nominees is:
- Equal to the number of available seats, those nominees are thereby elected. This situation constitutes a tie for the purposes of assigning short terms .
- Less than the number of available seats, Calls for Nominations are issued until a sufficient number of people have been nominated. Those already nominated do not need to be renominated after a renewed call.
- Greater than the number of available seats, the Team issues a Call for Votes that includes the names of all candidates, the number of available seats, the deadline for votes, and the address where votes are sent.
When there is a vote, each Member (or group of related Members ) may vote for as many candidates as there are available seats; see the section on Advisory Committee votes . Once the deadline for votes has passed, the Team announces the results to the Advisory Committee. The candidates with the most votes are elected to the available seats. In case of a tie where there are more apparent winners than available seats (e.g., three candidates receive 10 votes each for two seats), the verifiable random selection procedure described below will be used to fill the available seats.
The shortest term is assigned to the elected individual who received the fewest votes, the next shortest to the elected individual who received the next fewest, and so on. In the case of a tie among those eligible for a short term, the verifiable random selection procedure described below will be used to assign the short term.
Refer to How to Organize an Advisory Board or TAG election [ MEM15 ] for more details.
2.5.2.1 Verifiable Random Selection Procedure
When it is necessary to use a verifiable random selection process (e.g., in an AB or TAG election, to "draw straws" in case of a tie or to fill a short term), W3C uses the random and verifiable procedure defined in RFC 2777 [ RFC2777 ]. The procedure orders an input list of names (listed in alphabetical order by family name unless otherwise specified) into a "result order."
W3C applies this procedure as follows:
- When N people have tied for M (less than N) seats. In this case, only the names of the N individuals who tied are provided as input to the procedure. The M seats are assigned in result order.
- After all elected individuals have been identified, when N people are eligible for M (less than N) short terms. In this case, only the names of those N individuals are provided as input to the procedure. The short terms are assigned in result order.
2.5.3 Advisory Board and Technical Architecture Group Vacated Seats
An Advisory Board or TAG participant's seat is vacated when either of the following occurs:
- the participant resigns , or
-
the
Chair
asks
the
participant
to
resign
, for example because the participant has failed to remain in Good Standing.
When an Advisory Board or TAG participant changes affiliations, as long as Advisory Board and TAG participation constraints are respected, the individual may continue to participate until the next regularly scheduled election for that group. Otherwise, the seat is vacated.
Vacated seats are filled according to this schedule:
- When an appointed TAG seat is vacated, the Director may re-appoint someone immediately, but no later than the next regularly scheduled election.
-
When
an
elected
seat
on
either
the
AB
or
TAG
is
vacated,
the
seat
is
filled
at
the
next
regularly
scheduled
election
for
the
group
unless
the
group
Chair
requests
that
W3C
hold
an
election
before
then
(for
instance,
due
to
the
group's
workload).
The
group
Chair
should
NOTnot request an exceptional election if the next regularly scheduled election is fewer than three months away.
3 General Policies for W3C Groups
This
section
describes
general
policies
for
W3C
groups
regarding
participation,
meeting
requirements,
and
decision-making.
These
policies
apply
to
participants
in
the
following
groups:
Advisory
Committee
,
Advisory
Board
,
TAG
,
Working
Groups
,
Interest
Groups
,
and
Coordination
Interest
Groups
.
3.1 Individual Participation Criteria
There are three qualities an individual is expected to demonstrate in order to participate in W3C:
- Technical competence in one's role
- The ability to act fairly
- Social competence in one's role
Advisory
Committee
representatives
who
nominate
individuals
from
their
organization
for
participation
in
W3C
Activities
activities
are
responsible
for
assessing
and
attesting
to
the
qualities
of
those
nominees.
See also the participation requirements described in section 6 of the W3C Patent Policy [ PUB33 ].
3.1.1 Conflict of Interest Policy
Individuals participating materially in W3C work must disclose significant relationships when those relationships might reasonably be perceived as creating a conflict of interest with the individual's role at W3C. These disclosures must be kept up-to-date as the individual's affiliations change and W3C membership evolves (since, for example, the individual might have a relationship with an organization that joins or leaves W3C). Each section in this document that describes a W3C group provides more detail about the disclosure mechanisms for that group.
The
ability
of
an
individual
to
fulfill
a
role
within
a
group
without
risking
a
conflict
of
interest
is
clearly
a
function
of
the
individual's
affiliations.
When
these
affiliations
change,
the
individual's
assignment
to
the
role
must
be
evaluated.
The
role
may
be
reassigned
according
to
the
appropriate
process.
For
instance,
the
Director
may
appoint
a
new
group
Chair
when
the
current
Chair
changes
affiliations
(e.g.,
if
there
is
a
risk
of
conflict
of
interest,
or
if
there
is
risk
that
the
Chair's
new
employer
will
be
over-represented
within
a
W3C
Activity).
activity).
The following are some scenarios where disclosure is appropriate:
- Paid consulting for an organization whose activity is relevant to W3C, or any consulting compensated with equity (shares of stock, stock options, or other forms of corporate equity).
- A decision-making role/responsibility (such as participating on the Board) in other organizations relevant to W3C.
- A position on a publicly visible advisory body, even if no decision making authority is involved.
Individuals seeking assistance on these matters should contact the Team.
Team members are subject to the W3C Team conflict of interest policy [ PUB23 ].
3.1.2 Individuals Representing a Member Organization
Generally, individuals representing a Member in an official capacity within W3C are employees of the Member organization. However, an Advisory Committee representative may designate a non-employee to represent the Member. Non-employee Member representatives must disclose relevant affiliations to the Team and to any group in which the individual participates.
In exceptional circumstances (e.g., situations that might jeopardize the progress of a group or create a conflict of interest ), the Director may decline to allow an individual designated by an Advisory Committee representative to participate in a group.
A group charter may limit the number of individuals representing a W3C Member (or group of related Members ).
3.2 Meetings
W3C groups (including the Advisory Committee , Advisory Board , TAG , and Working Groups ) should observe the meeting requirements in this section.
W3C distinguishes two types of meetings:
- A face-to-face meeting is one where most of the attendees are expected to participate in the same physical location.
- A distributed meeting is one where most of the attendees are expected to participate from remote locations (e.g., by telephone, video conferencing, or IRC ).
A Chair may invite an individual with a particular expertise to attend a meeting on an exceptional basis. This person is a meeting guest, not a group participant . Meeting guests do not have voting rights . It is the responsibility of the Chair to ensure that all meeting guests respect the chartered level of confidentiality and other group requirements.
Meeting announcements should be sent to all appropriate group mailing lists, i.e., those most relevant to the anticipated meeting participants.
The following table lists requirements for organizing a meeting:
|
Face-to-face meetings | Distributed meetings |
---|---|---|
Meeting announcement (before) | eight weeks * | one week * |
Agenda available (before) | two weeks | 24 hours (or longer if a meeting is scheduled after a weekend or holiday) |
Participation confirmed (before) | three days | 24 hours |
Action items available (after) | three days | 24 hours |
Minutes available (after) | two weeks | 48 hours |
* To allow proper planning (e.g., travel arrangements), the Chair is responsible for giving sufficient advance notice about the date and location of a meeting. Shorter notice for a meeting is allowed provided that there are no objections from group participants.
3.3 Consensus
Consensus
is
a
core
value
of
W3C.
To
promote
consensus,
the
W3C
process
requires
Chairs
to
ensure
that
groups
consider
all
legitimate
views
and
objections,
and
endeavor
to
resolve
them,
whether
these
views
and
objections
are
expressed
by
the
active
participants
of
the
group
or
by
others
(e.g.,
another
W3C
group,
a
group
in
another
organization,
or
the
general
public).
Decisions
may
be
made
during
meetings
(
face-to-face
or
distributed
)
as
well
as
through
email.
Note:
The
Director,
W3C
Chair,
CEO,
and
COO
have
the
role
of
assessing
consensus
within
the
Advisory
Committee.
The following terms are used in this document to describe the level of support for a decision among a set of eligible individuals:
-
Consensus
:: A substantial number of individuals in the set support the decision and nobody in the set registers a Formal Objection . Individuals in the set may abstain. Abstention is either an explicit expression of no opinion or silence by an individual in the set. Unanimity is the particular case of consensus where all individuals in the set support the decision (i.e., no individual in the set abstains). -
Dissent
:: At least one individual in the set registers a Formal Objection .
By
default,
the
set
of
individuals
eligible
to
participate
in
a
decision
is
the
set
of
group
participants
in
Good
Standing
.
participants.
The
Process
Document
does
not
require
a
quorum
for
decisions
(i.e.,
the
minimal
number
of
eligible
participants
required
to
be
present
before
the
Chair
can
call
a
question).
A
charter
may
include
a
quorum
requirement
for
consensus
decisions.
Where unanimity is not possible, a group should strive to make consensus decisions where there is significant support and few abstentions. The Process Document does not require a particular percentage of eligible participants to agree to a motion in order for a decision to be made. To avoid decisions where there is widespread apathy, (i.e., little support and many abstentions), groups should set minimum thresholds of active support before a decision can be recorded. The appropriate percentage may vary depending on the size of the group and the nature of the decision. A charter may include threshold requirements for consensus decisions. For instance, a charter might require a supermajority of eligible participants (i.e., some established percentage above 50%) to support certain types of consensus decisions.
3.3.1 Managing Dissent
In some cases, even after careful consideration of all points of view, a group might find itself unable to reach consensus. The Chair may record a decision where there is dissent (i.e., there is at least one Formal Objection ) so that the group may make progress (for example, to produce a deliverable in a timely manner). Dissenters cannot stop a group's work simply by saying that they cannot live with a decision. When the Chair believes that the Group has duly considered the legitimate concerns of dissenters as far as is possible and reasonable, the group should move on.
Groups should favor proposals that create the weakest objections. This is preferred over proposals that are supported by a large majority but that cause strong objections from a few people. As part of making a decision where there is dissent, the Chair is expected to be aware of which participants work for the same (or related ) Member organizations and weigh their input accordingly.
3.3.2 Recording and Reporting Formal Objections
In the W3C process, an individual may register a Formal Objection to a decision. A Formal Objection to a group decision is one that the reviewer requests that the Director consider as part of evaluating the related decision (e.g., in response to a request to advance a technical report). Note: In this document, the term "Formal Objection" is used to emphasize this process implication: Formal Objections receive Director consideration. The word "objection" used alone has ordinary English connotations.
An individual who registers a Formal Objection should cite technical arguments and propose changes that would remove the Formal Objection; these proposals may be vague or incomplete. Formal Objections that do not provide substantive arguments or rationale are unlikely to receive serious consideration by the Director.
A record of each Formal Objection must be publicly available . A Call for Review (of a document) to the Advisory Committee must identify any Formal Objections.
3.3.3 Formally Addressing an Issue
In the context of this document, a group has formally addressed an issue when it has sent a public, substantive response to the reviewer who raised the issue. A substantive response is expected to include rationale for decisions (e.g., a technical explanation, a pointer to charter scope, or a pointer to a requirements document). The adequacy of a response is measured against what a W3C reviewer would generally consider to be technically sound. If a group believes that a reviewer's comments result from a misunderstanding, the group should seek clarification before reaching a decision.
As a courtesy, both Chairs and reviewers should set expectations for the schedule of responses and acknowledgments. The group should reply to a reviewer's initial comments in a timely manner. The group should set a time limit for acknowledgment by a reviewer of the group's substantive response; a reviewer cannot block a group's progress. It is common for a reviewer to require a week or more to acknowledge and comment on a substantive response. The group's responsibility to respond to reviewers does not end once a reasonable amount of time has elapsed. However, reviewers should realize that their comments will carry less weight if not sent to the group in a timely manner.
Substantive responses should be recorded. The group should maintain an accurate summary of all substantive issues and responses to them (e.g., in the form of an issues list with links to mailing list archives).
3.3.4 Reopening a Decision When Presented With New Information
The Chair may reopen a decision when presented with new information, including:
- additional technical information,
- comments by email from participants who were unable to attend a scheduled meeting,
- comments by email from meeting attendees who chose not to speak out during a meeting (e.g., so they could confer later with colleagues or for cultural reasons).
The Chair should record that a decision has been reopened, and must do so upon request from a group participant.
3.4 Votes
A group should only conduct a vote to resolve a substantive issue after the Chair has determined that all available means of reaching consensus through technical discussion and compromise have failed, and that a vote is necessary to break a deadlock. In this case the Chair must record (e.g., in the minutes of the meeting or in an archived email message):
- an explanation of the issue being voted on;
- the decision to conduct a vote (e.g., a simple majority vote) to resolve the issue;
- the outcome of the vote;
- any Formal Objections.
In
order
to
vote
to
resolve
a
substantive
issue,
an
individual
must
be
a
group
participant
in
Good
Standing
.
Each
organization
represented
in
the
group
must
have
at
most
one
vote,
even
when
the
organization
is
represented
by
several
participants
in
the
group
(including
Invited
Experts).
For
the
purposes
of
voting:
- A Member or group of related Members is considered a single organization.
- The Team is considered an organization.
Unless the charter states otherwise, Invited Experts may vote.
If
a
participant
is
unable
to
attend
a
vote,
that
individual
may
authorize
anyone
at
the
meeting
to
act
as
a
proxy
.
.
The
absent
participant
must
inform
the
Chair
in
writing
who
is
acting
as
proxy,
with
written
instructions
on
the
use
of
the
proxy.
For
a
Working
Group
or
Interest
Group,
see
the
related
requirements
regarding
an
individual
who
attends
a
meeting
as
a
substitute
for
a
participant.
A group may vote for other purposes than to resolve a substantive issue. For instance, the Chair often conducts a "straw poll" vote as a means of determining whether there is consensus about a potential decision.
A
group
may
also
vote
to
make
a
process
decision.
For
example,
it
is
appropriate
to
decide
by
simple
majority
whether
to
hold
a
meeting
in
San
Francisco
or
San
Jose
(there's
not
much
difference
geographically).
When
simple
majority
votes
are
used
to
decide
minor
issues,
the
minority
are
not
required
to
state
the
reasons
for
their
dissent,
and
the
group
is
NOT
not
required
to
record
individual
votes.
A group charter should include formal voting procedures (e.g., quorum or threshold requirements) for making decisions about substantive issues.
Procedures for Advisory Committee votes are described separately.
3.5 Appeal of a Chair's Decision
Groups resolve issues through dialog. Individuals who disagree strongly with a decision should register with the Chair any Formal Objections (e.g., to a decision made as the result of a vote ).
When group participants believe that their concerns are not being duly considered by the group, they may ask the Director (for representatives of a Member organization, via their Advisory Committee representative) to confirm or deny the decision. The participants should also make their requests known to the Team Contact . The Team Contact must inform the Director when a group participant has raised concerns about due process.
Any requests to the Director to confirm a decision must include a summary of the issue (whether technical or procedural), decision, and rationale for the objection. All counter-arguments, rationales, and decisions must be recorded.
Procedures for Advisory Committee appeals are described separately.
3.6 Resignation from a Group
A
W3C
Member
or
Invited
Expert
may
resign
from
a
group.
The
Team
On
written
notification
from
an
Advisory
Committee
representative
or
Invited
Expert
to
the
team,
the
Member
and
their
representatives
or
the
Invited
Expert
will
establish
administrative
procedures
for
resignation.
be
deemed
to
have
resigned
from
the
relevant
group.
See
section
4.2.
of
the
W3C
Patent
Policy
[
PUB33
]
for
information
about
obligations
remaining
after
resignation
from
certain
groups.
4 Dissemination Policies
The Team is responsible for managing communication within W3C and with the general public (e.g., news services, press releases, managing the Web site and access privileges, and managing calendars). Members should solicit review by the Team prior to issuing press releases about their work within W3C.
The Team makes every effort to ensure the persistence and availability of the following public information:
- W3C technical reports whose publication has been approved by the Director. Per the Membership Agreement, W3C technical reports (and software) are available free of charge to the general public; (refer to the W3C Document License [ PUB18 ]).
- A mission statement [ PUB15 ] that explains the purpose and mission of W3C, the key benefits for Members, and the organizational structure of W3C.
- Legal documents, including the Membership Agreement [ PUB6 ]) and documentation of any legal commitments W3C has with other entities.
- The Process Document.
-
Public
results
of
W3C
Activitiesactivities and Workshops .
To keep the Members abreast of W3C meetings, Workshops, and review deadlines, the Team provides them with a regular (e.g., weekly) news service and maintains a calendar [ MEM3 ] of official W3C events. Members are encouraged to send schedule and event information to the Team for inclusion on this calendar.
4.1 Confidentiality Levels
There are three principal levels of access to W3C information (on the W3C Web site, in W3C meetings, etc.): public, Member-only, and Team-only.
While much information made available by W3C is public, "Member-only" information is available to authorized parties only, including representatives of Member organizations, Invited Experts , the Advisory Board, the TAG, and the Team. For example, the charter of some Working Groups may specify a Member-only confidentiality level for group proceedings.
"Team-only" information is available to the Team and other authorized parties.
Those authorized to access Member-only and Team-only information:
- must treat the information as confidential within W3C,
- must use reasonable efforts to maintain the proper level confidentiality, and
- must not release this information to the general public or press.
The Team must provide mechanisms to protect the confidentiality of Member-only information and ensure that authorized parties have proper access to this information. Documents should clearly indicate whether they require Member-only confidentiality. Individuals uncertain of the confidentiality level of a piece of information should contact the Team.
Advisory Committee representatives may authorize Member-only access to Member representatives and other individuals employed by the Member who are considered appropriate recipients. For instance, it is the responsibility of the Advisory Committee representative and other employees and official representatives of the organization to ensure that Member-only news announcements are distributed for internal use only within their organization. Information about Member mailing lists is available in the New Member Orientation .
4.1.1 Changing Confidentiality Level
As a benefit of membership, W3C provides some Team-only and Member-only channels for certain types of communication. For example, Advisory Committee representatives can send reviews to a Team-only channel. However, for W3C processes with a significant public component, such as the technical report development process, it is also important for information that affects decision-making to be publicly available. The Team may need to communicate Team-only information to a Working Group or the public. Similarly, a Working Group whose proceedings are Member-only must make public information pertinent to the technical report development process.
This document clearly indicates which information must be available to Members or the public, even though that information was initially communicated on Team-only or Member-only channels. Only the Team and parties authorized by the Team change the level of confidentiality of this information. When doing so:
- The Team must use a version of the information that was expressly provided by the author for the new confidentiality level. In Calls for Review and other similar messages, the Team should remind recipients to provide such alternatives.
- The Team must not attribute the version for the new confidentiality level to the author without the author's consent.
- If the author has not conveyed to the Team a version that is suitable for another confidentiality level, the Team may make available a version that reasonably communicates what is required, while respecting the original level of confidentiality, and without attribution to the original author.
6
Working
Groups,
Interest
Groups,
and
Coordination
Groups.
Within
the
framework
of
an
Activity,
these
groups
produce
technical
reports,
review
the
work
of
other
groups,
and
develop
sample
code
or
test
suites.
The
progress
of
each
Activity
is
documented
in
an
Activity
Statement
.
Activity
Statements
describe
the
goals
of
the
Activity,
completed
and
unfinished
deliverables,
changing
perspectives
based
on
experience,
and
future
plans.
At
least
before
each
Advisory
Committee
meeting
,
the
Team
should
revise
the
Activity
Statement
for
each
Activity
that
has
not
been
closed.
Refer
to
the
list
of
W3C
Activities
[
PUB9
].
Note:
This
list
may
include
some
Activities
that
began
prior
to
the
formalization
in
1997
of
the
Activity
creation
process.
5.1
Activity
Proposal
Development
The
Team
must
notify
the
Advisory
Committee
when
a
proposal
for
a
new
or
modified
Activity
is
in
development.
This
is
intended
to
raise
awareness,
even
if
no
formal
proposal
is
yet
available.
Advisory
Committee
representatives
may
express
their
general
support
on
the
Advisory
Committee
discussion
list
.
The
Team
may
incorporate
discussion
points
into
an
Activity
Proposal.
Refer
to
additional
tips
on
getting
to
Recommendation
faster
[
PUB27
].
5.2
Advisory
Committee
Review
of
an
Activity
Proposal
The
Director
must
solicit
Advisory
Committee
review
of
every
proposal
to
create,
substantively
modify,
or
extend
an
Activity.
After
a
Call
for
Review
from
the
Director,
the
Advisory
Committee
reviews
and
comments
on
the
proposal.
The
review
period
must
be
at
least
four
weeks
.
The
Director
announces
to
the
Advisory
Committee
whether
there
is
consensus
within
W3C
to
create
or
modify
the
Activity
(possibly
with
changes
suggested
during
the
review).
For
a
new
Activity,
this
announcement
officially
creates
the
Activity.
This
announcement
may
include
a
Call
for
Participation
in
any
groups
created
as
part
of
the
Activity.
If
there
was
dissent
,
Advisory
Committee
representatives
may
appeal
a
decision
to
create,
modify,
or
extend
the
Activity.
Note:
There
is
no
appeal
of
a
decision
not
to
create
an
Activity;
in
general,
drafting
a
new
Activity
Proposal
will
be
simpler
than
following
the
appeal
process.
5.3
Modification
of
an
Activity
Activities
are
intended
to
be
flexible.
W3C
expects
participants
to
be
able
to
adapt
in
the
face
of
new
ideas
(e.g.,
Member
Submission
requests)
and
increased
understanding
of
goals
and
context,
while
remaining
true
to
the
intent
of
the
original
Activity
Proposal.
If
it
becomes
necessary
to
make
substantive
changes
to
an
Activity
(e.g.,
because
significant
additional
resources
are
necessary
or
because
the
Activity's
scope
has
clearly
changed
from
the
original
proposal),
then
the
Director
must
solicit
Advisory
Committee
review
of
a
complete
Activity
Proposal
,
including
rationale
for
the
changes.
5.4
Extension
of
an
Activity
When
the
Director
solicits
Advisory
Committee
review
of
a
proposal
to
extend
the
duration
of
an
Activity
with
no
other
substantive
modifications
to
the
composition
of
the
Activity,
the
proposal
must
indicate
the
new
duration
and
include
rationale
for
the
extension.
The
Director
is
NOT
required
to
submit
a
complete
Activity
Proposal
.
5.5
Activity
Closure
An
Activity
Proposal
specifies
a
duration
for
the
Activity.
The
Director,
subject
to
appeal
by
Advisory
Committee
representatives,
may
close
an
Activity
prior
to
the
date
specified
in
the
proposal
in
any
of
the
following
circumstances:
Groups
in
the
Activity
fail
to
produce
chartered
deliverables.
Groups
in
the
Activity
produce
chartered
deliverables
ahead
of
schedule.
There
are
insufficient
resources
to
maintain
the
Activity,
according
to
priorities
established
within
W3C.
The
Director
closes
an
Activity
by
announcement
to
the
Advisory
Committee.
5.6
Activity
Proposals
An
Activity
Proposal
defines
the
initial
scope
and
structure
of
an
Activity.
The
proposal
must
include
or
reference
the
following
information:
An
Activity
summary.
What
is
the
nature
of
the
Activity
(e.g.,
to
track
developments,
create
technical
reports,
develop
code,
organize
pilot
experiments,
or
for
education)?
Who
or
what
group
wants
this
(providers
or
users)?
Context
information.
Why
is
this
Activity
being
proposed
now?
What
is
the
situation
in
the
world
(e.g.,
with
respect
to
the
Web
community,
market,
research,
or
society)?
within
the
scope
of
the
proposal?
Who
or
what
currently
exists
that
is
pertinent
to
this
Activity?
Is
the
community
mature/growing/developing
a
niche?
What
competing
technologies
exist?
What
competing
organizations
exist?
A
description
of
the
Activity's
scope.
How
might
a
potential
Recommendation
interact
and
overlap
with
existing
international
standards
and
Recommendations?
What
organizations
are
likely
to
be
affected
by
potential
overlap
(see
the
section
on
liaisons
with
other
organizations
)?
What
should
be
changed
if
the
Activity
is
approved?
A
description
of
the
Activity's
initial
deployment,
including:
The
duration
of
the
Activity.
What
groups
will
be
created
as
part
of
this
Activity
and
how
those
groups
will
be
coordinated.
For
each
group,
the
proposal
must
include
a
provisional
charter.
Groups
may
be
scheduled
to
run
concurrently
or
sequentially
(either
because
of
a
dependency
or
an
expected
overlap
in
membership
and
the
desirability
of
working
on
one
subject
at
a
time).
These
charters
may
be
amended
based
on
review
comments
before
the
Director
issues
a
Call
for
Participation
.
The
expected
timeline
of
the
Activity,
including
proposed
deliverable
dates
and
scheduled
Workshops
and
Symposia
.
If
known,
the
date
of
the
first
face-to-face
meeting
of
each
proposed
group.
The
date
of
the
first
face-to-face
meeting
of
a
proposed
group
must
NOT
be
sooner
than
eight
weeks
after
the
date
of
the
Activity
Proposal
.
A
summary
of
resources
(Member,
Team,
administrative,
technical,
and
financial)
expected
to
be
dedicated
to
the
Activity.
The
proposal
may
specify
the
threshold
level
of
effort
that
Members
are
expected
to
pledge
in
order
for
the
Activity
to
be
accepted.
Information
about
known
dependencies
within
W3C
or
outside
of
W3C.
Intellectual
property
information.
What
are
the
intellectual
property
(including
patents
and
copyright)
considerations
affecting
the
success
of
the
Activity?
In
particular,
is
there
any
reason
to
believe
that
it
will
be
difficult
to
meet
the
Royalty-Free
licensing
goals
of
section
2
of
the
W3C
Patent
Policy
[
PUB33
]?
A
list
of
supporters
and
references.
What
community
is
expected
to
benefit
from
this
Activity?
Are
members
of
this
community
part
of
W3C
now?
Are
they
expected
to
join
the
effort?
6
Working
Groups,
Interest
Groups,
and
Coordination
Groups
This
document
defines
three
two
types
of
groups:
-
Working
Groups.
Working
Groups
typically
produce
deliverables
(e.g.,
Recommendation
Track
technical
reports
,
software,
test
suites,
and
reviews
of
the
deliverables
of
other
groups).
There
are
Good Standing requirements for Working Group participation as well asadditional participation requirements described in the W3C Patent Policy [ PUB33 ]. - Interest Groups. The primary goal of an Interest Group is to bring together people who wish to evaluate potential Web technologies and policies. An Interest Group is a forum for the exchange of ideas.
Neither
Interest
Groups
nor
Coordination
Groups
do
not
publish
Recommendation
Track
technical
reports
;
see
information
about
maturity
levels
for
Interest
Groups
and
Coordination
Groups
.
6.1
Requirements
for
All
Working,
Interest,
Working
and
Coordination
Interest
Groups
Each group must have a charter. Requirements for the charter depend on the group type. All group charters must be public (even if other proceedings of the group are Member-only ). Existing charters that are not yet public must be made public when next revised or extended (with attention to changing confidentiality level ).
Each group must have a Chair (or co-Chairs) to coordinate the group's tasks. The Director appoints (and re-appoints) Chairs for all groups. The Chair is a Member representative , a Team representative , or an Invited Expert (invited by the Director). The requirements of this document that apply to those types of participants apply to Chairs as well. The role of the Chair [MEM14] is described in the Member guide [ MEM9 ].
Each
group
must
have
a
Team
Contact
,
,
who
acts
as
the
interface
between
the
Chair,
group
participants,
and
the
rest
of
the
Team.
The
role
of
the
Team
Contact
is
described
in
the
Member
guide.
The
Chair
and
the
Team
Contact
of
a
group
should
not
be
the
same
individual.
Each group must have an archived mailing list for formal group communication (e.g., for meeting announcements and minutes, documentation of decisions, and Formal Objections to decisions). It is the responsibility of the Chair and Team Contact to ensure that new participants are subscribed to all relevant mailing lists. Refer to the list of group mailing lists [ MEM2 ].
A Chair may form task forces (composed of group participants) to carry out assignments for the group. The scope of these assignments must not exceed the scope of the group's charter. A group should document the process it uses to create task forces (e.g., each task force might have an informal "charter"). Task forces do not publish technical reports ; the Working Group may choose to publish their results as part of a technical report.
6.2 Working Groups and Interest Groups
Although Working Groups and Interest Groups have different purposes, they share some characteristics, and so are defined together in the following sections.
6.2.1 Working Group and Interest Group Participation Requirements
There
are
three
types
of
individual
participants
in
a
Working
Group
:
:
Member
representatives
,
Invited
Experts
,
and
Team
representatives
(including
the
Team
Contact
).
There
are
four
types
of
individual
participants
in
an
Interest
Group
:
:
the
same
three
types
as
for
Working
Groups
plus,
for
an
Interest
Group
where
the
only
participation
requirement
is
mailing
list
subscription
,
public
participants
.
.
Except where noted in this document or in a group charter, all participants share the same rights and responsibilities in a group; see also the individual participation criteria .
A participant must represent at most one organization in a Working Group or Interest Group.
An individual may become a Working or Interest Group participant at any time during the group's existence. See also relevant requirements in section 4.3 of the W3C Patent Policy [ PUB33 ].
On
an
exceptional
basis,
a
Working
or
Interest
Group
participant
may
designate
a
substitute
to
attend
a
meeting
and
should
inform
the
Chair.
The
substitute
may
MAY
act
on
behalf
of
the
participant,
including
for
votes
.
For
the
substitute
to
vote,
the
participant
must
inform
the
Chair
in
writing
in
advance.
As
a
courtesy
to
the
group,
if
the
substitute
is
not
well-versed
in
the
group's
discussions,
the
regular
participant
should
authorize
another
participant
to
act
as
proxy
for
votes.
For
the
purposes
of
Good
Standing
,
the
regular
representative
and
the
substitute
are
considered
the
same
participant.
To allow rapid progress, Working Groups are intended to be small (typically fewer than 15 people) and composed of experts in the area defined by the charter. In principle, Interest Groups have no limit on the number of participants. When a Working Group grows too large to be effective, W3C may split it into an Interest Group (a discussion forum) and a much smaller Working Group (a core group of highly dedicated participants).
See also the licensing obligations on Working Group participants in section 3 of the W3C Patent Policy [ PUB33 ], and the patent claim exclusion process of section 4 .
6.2.1.1 Member Representative in a Working Group
An individual is a Member representative in a Working Group if all of the following conditions are satisfied:
- the Advisory Committee representative of the Member in question has designated the individual as a Working Group participant, and
- the individual qualifies for Member representation .
To
designate
an
individual
as
a
Member
representative
in
a
Working
Group
,
,
an
Advisory
Committee
representative
must
provide
the
Chair
and
Team
Contact
with
all
of
the
following
information,
in
addition
to
any
other
information
required
by
the
Call
for
Participation
and
charter
(including
the
participation
requirements
of
the
W3C
Patent
Policy
[
PUB33
]):
- The name of the W3C Member the individual represents and whether the individual is an employee of that Member organization;
- A statement that the individual accepts the participation terms set forth in the charter (with an indication of charter date or version);
- A statement that the Member will provide the necessary financial support for participation (e.g., for travel, telephone calls, and conferences).
A Member participates in a Working Group from the moment the first Member representative joins the group until either of the following occurs:
- the group closes, or
- the Member resigns from the Working Group; this is done through the Member's Advisory Committee representative.
6.2.1.2 Member Representative in an Interest Group
When the participation requirements exceed Interest Group mailing list subscription , an individual is a Member representative in an Interest Group if all of the following conditions are satisfied:
- the Advisory Committee representative of the Member in question has designated the individual as an Interest Group participant, and
- the individual qualifies for Member representation .
To designate an individual as a Member representative in an Interest Group, the Advisory Committee representative must follow the instructions in the Call for Participation and charter.
Member participation in an Interest Group ceases under the same conditions as for a Working Group.
6.2.1.3 Invited Expert in a Working Group
The Chair may invite an individual with a particular expertise to participate in a Working Group. This individual may represent an organization in the group (e.g., if acting as a liaison with another organization).
An individual is an Invited Expert in a Working Group if all of the following conditions are satisfied:
- the Chair has designated the individual as a group participant,
- the Team Contact has agreed with the Chair's choice, and
- the individual has provided the information required of an Invited Expert to the Chair and Team Contact.
To designate an individual as an Invited Expert in a Working Group, the Chair must inform the Team Contact and provide rationale for the choice. When the Chair and the Team Contact disagree about a designation, the Director determines whether the individual will be invited to participate in the Working Group.
To
be
able
to
participate
in
a
Working
Group
as
an
Invited
Expert
,
,
an
individual
must
do
all
of
the
following:
- identify the organization, if any, the individual represents as a participant in this group,
- agree to the terms of the invited expert and collaborators agreement [ PUB17 ],
- accept the participation terms set forth in the charter (including the participation requirements of section 3 (especially 3.4) and section 6 (especially 6.10) of the W3C Patent Policy [ PUB33 ]). Indicate a specific charter date or version,
- disclose whether the individual is an employee of a W3C Member; see the conflict of interest policy ,
- provide a statement of who will provide the necessary financial support for the individual's participation (e.g., for travel, telephone calls, and conferences), and
- if the individual's employer (including a self-employed individual) or the organization the individual represents is not a W3C Member, indicate whether that organization intends to join W3C. If the organization does not intend to join W3C, indicate reasons the individual is aware of for this choice.
The Chair should not designate as an Invited Expert in a Working Group an individual who is an employee of a W3C Member. The Chair must not use Invited Expert status to circumvent participation limits imposed by the charter .
An Invited Expert participates in a Working Group from the moment the individual joins the group until any of the following occurs:
- the group closes, or
- the Chair or Director withdraws the invitation to participate, or
- the individual resigns .
6.2.1.4 Invited Expert in an Interest Group
When the participation requirements exceed Interest Group mailing list subscription , the participation requirements for an Invited Expert in an Interest Group are the same as those for an Invited Expert in a Working Group .
6.2.1.5 Team Representative in a Working Group
An individual is a Team representative in a Working Group when so designated by W3C management.
An
A
Team
representative
participates
in
a
Working
Group
from
the
moment
the
individual
joins
the
group
until
any
of
the
following
occurs:
- the group closes, or
- W3C management changes Team representation by sending email to the Chair, cc'ing the group mailing list.
The Team participates in a Working Group from the moment the Director announces the creation of the group until the group closes.
6.2.1.6 Team Representative in an Interest Group
When the participation requirements exceed Interest Group mailing list subscription , an individual is a Team representative in an Interest Group when so designated by W3C management.
6.2.2 Working Group and Interest Group Charter Development
W3C
creates
a
charter
based
on
interest
from
the
Members
and
Team.
The
Team
must
notify
the
Advisory
Committee
when
a
charter
for
a
new
Working
Group
or
Interest
Group
is
in
development.
The
suggestions
for
building
support
around
an
Activity
Proposal
apply
This
is
intended
to
charters
as
well.
raise
awareness,
even
if
no
formal
proposal
is
yet
available.
Advisory
Committee
representatives
may
express
their
general
support
on
the
Advisory
Committee
discussion
list
.
W3C
may
begin
work
on
a
Working
Group
or
Interest
Group
charter
at
any
time.
A
Working
Group
or
Interest
Group
must
be
part
of
an
approved
Activity
.
6.2.3 Advisory Committee Review of a Working Group or Interest Group Charter
The
Director
must
solicit
Advisory
Committee
review
of
every
new
or
substantively
modified
Working
Group
or
Interest
Group
charter.
The
Director
is
NOT
not
required
to
solicit
Advisory
Committee
review
prior
to
a
charter
extension
or
for
minor
changes.
The
review
period
must
be
at
least
four
weeks.
The Director's Call for Review of a substantively modified charter must highlight important changes (e.g., regarding deliverables or resource allocation) and include rationale for the changes.
6.2.4 Call for Participation in a Working Group or Interest Group
After Advisory Committee review of a Working Group or Interest Group charter, the Director may issue a Call for Participation to the Advisory Committee. Charters may be amended based on review comments before the Director issues a Call for Participation.
For a new group, this announcement officially creates the group. The announcement must include a reference to the charter , the name(s) of the group's Chair(s) , and the name of the Team Contact .
After a Call for Participation, any Member representatives and Invited Experts must be designated (or re-designated).
Advisory Committee representatives may appeal creation or substantive modification of a Working Group or Interest Group charter.
6.2.5 Working Group and Interest Group Charter Extension
To
extend
a
Working
Group
or
Interest
Group
charter
with
no
other
substantive
modifications,
the
Director
announces
the
extension
to
the
Advisory
Committee.
The
announcement
must
indicate
the
new
duration,
which
must
not
exceed
the
duration
of
the
Activity
to
which
the
group
belongs.
duration.
The
announcement
must
also
include
rationale
for
the
extension,
a
reference
to
the
charter
,
the
name(s)
of
the
group's
Chair(s)
,
the
name
of
the
Team
Contact
,
and
instructions
for
joining
the
group.
After a charter extension, Advisory Committee representatives and the Chair are not required to re-designate Member representatives and Invited Experts .
Advisory Committee representatives may appeal the extension of a Working Group or Interest Group charter.
6.2.6 Working Group and Interest Group Charters
A Working Group or Interest Group charter must include all of the following information.
- The group's mission (e.g., develop a technology or process, review the work of other groups);
- The scope of the group's work and criteria for success;
- The duration of the group (typically from six months to two years);
- The nature of any deliverables (technical reports, reviews of the deliverables of other groups, or software), expected milestones, and the process for the group participants to approve the release of these deliverables (including public intermediate results). A charter is not required to include the schedule for a review of another group's deliverables;
- Any dependencies by groups within or outside of W3C on the deliverables of this group. For any dependencies, the charter must specify the mechanisms for communication about the deliverables;
- Any dependencies of this group on other groups within or outside of W3C. For example, one group's charter might specify that another group is expected to review a technical report before it can become a Recommendation. For any dependencies, the charter must specify when required deliverables are expected from the other groups. The charter should set expectations about how coordination with those groups will take place; see the section on liaisons with other organizations . Finally, the charter should specify expected conformance to the deliverables of the other groups;
- The level of confidentiality of the group's proceedings and deliverables;
- Meeting mechanisms and expected frequency;
- If known, the date of the first face-to-face meeting . The date of the first face-to-face meeting of a proposed group must not be sooner than eight weeks after the date of the proposal.
- Communication mechanisms to be employed within the group, between the group and the rest of W3C, and with the general public;
- An estimate of the expected time commitment from participants;
- The expected time commitment and level of involvement by the Team (e.g., to track developments, write and edit technical reports, develop code, or organize pilot experiments).
- Intellectual property information. What are the intellectual property (including patents and copyright) considerations affecting the success of the Group? In particular, is there any reason to believe that it will be difficult to meet the Royalty-Free licensing goals of section 2 of the W3C Patent Policy [ PUB33 ]?
See also the charter requirements of section 2 and section 3 of the W3C Patent Policy [ PUB33 ].
An
Interest
Group
charter
may
include
provisions
regarding
participation,
including
specifying
that
the
only
requirement
for
participation
(by
anyone)
in
the
Interest
Group
is
subscription
to
the
Interest
Group
mailing
list.
list
.
This
type
of
Interest
Group
may
have
public
participants
.
A charter may include additional voting procedures, but those procedures must not conflict with the voting requirements of the Process Document.
A charter may include provisions other than those required by this document. The charter should highlight whether additional provisions impose constraints beyond those of the W3C Process Document (e.g., limits on the number of individuals in a Working Group who represent the same Member organization or group of related Members ).
6.2.7
Working
Group
"Heartbeat"
Requirement
It
is
important
that
a
Working
Group
keep
the
Membership
and
public
informed
of
its
activity
and
progress.
To
this
end,
each
Working
Group
should
publish
in
the
W3C
technical
reports
index
a
new
draft
of
each
active
technical
report
at
least
once
every
three
months.
An
active
technical
report
is
a
Working
Draft,
Candidate
Recommendation,
Proposed
Recommendation,
or
Proposed
Edited
Recommendation.
Each
Working
Group
must
publish
a
new
draft
of
at
least
one
of
its
active
technical
reports
on
the
W3C
technical
reports
index
[
PUB11
]
at
least
once
every
three
months.
Public
progress
reports
are
also
important
when
a
Working
Group
does
not
update
a
technical
report
within
three
months
(for
example,
when
the
delay
is
due
to
a
challenging
technical
issue)
or
when
a
Working
Group
has
no
active
technical
reports
(for
example,
because
it
is
developing
a
test
suite).
In
exceptional
cases,
the
Chair
may
ask
the
Director
to
be
excused
from
this
publication
requirement.
However,
in
this
case,
the
Working
Group
must
issue
a
public
status
report
with
rationale
why
a
new
draft
has
not
been
published.
There
are
several
reasons
for
this
Working
Group
"heartbeat"
requirement:
To
promote
public
accountability;
To
encourage
Working
Groups
to
keep
moving
forward,
and
to
incorporate
their
decisions
into
readable
public
documents.
People
cannot
be
expected
to
read
several
months
of
a
group's
mailing
list
archive
to
understand
where
the
group
stands;
To
notify
interested
parties
of
updated
work
in
familiar
a
place
such
as
the
W3C
home
page
and
index
of
technical
reports.
As
an
example,
suppose
a
Working
Group
has
one
technical
report
as
a
deliverable,
which
it
publishes
as
a
Proposed
Recommendation.
Per
the
heartbeat
requirement,
the
Working
Group
is
required
to
publish
a
new
draft
of
the
Proposed
Recommendation
at
least
once
every
three
months,
even
if
it
is
only
to
revise
the
status
of
the
Proposed
Recommendation
document
(e.g.,
to
provide
an
update
on
the
status
of
the
decision
to
advance).
The
heartbeat
requirement
stops
when
the
document
becomes
a
Recommendation
(or
a
Working
Group
Note).
6.2.8
Working
Group
and
Interest
Group
Closure
A Working Group or Interest Group charter specifies a duration for the group. The Director, subject to appeal by Advisory Committee representatives, may close a group prior to the date specified in the charter in any of the following circumstances:
- There are insufficient resources to produce chartered deliverables or to maintain the group, according to priorities established within W3C.
- The group produces chartered deliverables ahead of schedule.
The Director closes a Working Group or Interest Group by announcement to the Advisory Committee.
Closing a Working Group has implications with respect to the W3C Patent Policy [ PUB33 ].
7 W3C Technical Report Development Process
The W3C technical report development process is the set of steps and requirements followed by W3C Working Groups to standardize Web technology. The W3C technical report development process is designed to
- support multiple specification development methodologies
- maximize consensus about the content of stable technical reports
- ensure high technical and editorial quality
- promote consistency among specifications
- facilitate royalty-free, interoperable implementations of Web Standards, and
- earn endorsement by W3C and the broader community.
See also the licensing goals for W3C Recommendations in section 2 of the W3C Patent Policy [ PUB33 ].
7.1 W3C Technical Reports
Please note that publishing as used in this document refers to producing a version which is listed as a W3C Technical Report on its Technical Reports page http://www.w3.org/TR .
This chapter describes the formal requirements for publishing and maintaining a W3C Recommendation or Note.
Typically
a
series
of
Working
Drafts
are
published,
each
of
which
refines
a
document
under
development
to
complete
the
scope
of
work
envisioned
by
a
Working
Group's
charter.
For
a
technical
specification,
once
review
suggests
the
Working
Group
has
met
their
requirements
satisfactorily
for
a
new
standard,
there
is
a
Candidate
Recommendation
phase.
This
allows
the
entire
W3C
membership
to
provide
feedback
on
whether
the
specification
should
become
is
appropriate
as
a
W3C
Recommendation,
while
the
Working
Group
formally
collects
collects
implementation
experience
to
demonstrate
that
the
specification
works
in
practice.
The
next
phase
is
a
Proposed
Recommendation,
to
finalize
the
review
of
W3C
Members.
If
the
Director
determines
that
W3C
member
review
supports
a
specification
becoming
a
standard,
W3C
publishes
it
as
a
Recommendation.
Groups may also publish documents as W3C Notes, typically either to document information other than technical specifications, such as use cases motivating a specification and best practices for its use, or to clarify the status of work that is abandoned.
Some W3C Notes are developed through successive Working Drafts, with an expectation that they will become Notes, while others are simply published. There are few formal requirements to publish a document as a W3C Note, and they have no standing as a recommendation of W3C but are simply documents preserved for historical reference.
Individual Working Groups and Interest Groups may adopt additional processes for developing publications, so long as they do not conflict with the requirements in this chapter.
7.1.1 Recommendations and Notes
W3C follows these steps when advancing a technical report to Recommendation.
- Publication of the First Public Working Draft ,
- Publication of zero or more revised Public Working Drafts .
- Publication of a Candidate Recommendation .
- Publication of a Proposed Recommendation .
- Publication as a W3C Recommendation .
- Possibly, Publication as an Edited Recommendation
W3C may end work on a technical report at any time.
The Director may decline a request to advance in maturity level, requiring a Working Group to conduct further work, and may require the specification to return to a lower maturity level . The Director must inform the Advisory Committee and Working Group Chairs when a Working Group's request for a specification to advance in maturity level is declined and the specification is returned to a Working Group for further work.
7.1.2 Maturity Levels
- Working Draft (WD)
- A Working Draft is a document that W3C has published for review by the community, including W3C Members, the public, and other technical organizations. Some, but not all, Working Drafts are meant to advance to Recommendation; see the document status section of a Working Draft for the group's expectations. Any Working Draft not, or no longer, intended to advance to Recommendation should be published as a Working Group Note. Working Drafts do not necessarily represent a consensus of the Working Group, and do not imply any endorsement by W3C or its members beyond agreement to work on a general area of technology.
- Candidate Recommendation (CR)
-
A
Candidate
Recommendation
is
a
document
that
satisfies
the
Working
Group's
technical
requirements,
and
has
already
received
wide
review.
W3C
publishes
a
Candidate
Recommendation
to
-
signal
to
the
wider
community
that
it
is
time
to
do
a
final
review
should be done - gather implementation experience
- begin formal review by the Advisory Committee, who may recommend that the document be published as a W3C Recommendation, returned to the Working Group for further work, or abandoned.
- Provide an exclusion opportunity as per the W3C Patent Policy [ PUB33 ]. A Candidate Recommendation under this process corresponds to the "Last Call Working Draft" discussed in the Patent Policy.
-
signal
to
the
wider
community
that
it
is
time
to
do
a
final
review
- Note: Candidate Recommendations are expected to be acceptable as Recommendations. Announcement of a different next step should include the reasons why the change in expectations comes at so late a stage.
- Proposed Recommendation
- A Proposed Recommendation is a document that has been accepted by the W3C Director as of sufficient quality to become a W3C Recommendation. This phase establishes a deadline for the Advisory Committee review which begins with Candidate Recommendation. Substantive changes must not be made to a Proposed Recommendation except by publishing a new Working Draft or Candidate Recommendation.
- W3C Recommendation (REC)
- A W3C Recommendation is a specification or set of guidelines or requirements that, after extensive consensus-building, has received the endorsement of W3C Members and the Director. W3C recommends the wide deployment of its Recommendations as standards for the Web. The W3C Royalty-Free IPR licenses granted under the Patent Policy apply to W3C Recommendations.
- Working Group Note, Interest Group Note (NOTE)
- A Working Group Note or Interest Group Note is published by a chartered Working Group or Interest Group to provide a stable reference for a useful document that is not intended to be a formal standard, or to document work that was abandoned without producing a Recommendation.
- Rescinded Recommendation
- A Rescinded Recommendation is an entire Recommendation that W3C no longer endorses. See also clause 10 of the licensing requirements for W3C Recommendations in section 5 of the W3C Patent Policy [ PUB33 ].
Working Groups and Interest Groups may make available "Editor's drafts". Editor's drafts have no official standing whatsoever, and do not necessarily imply consensus of a Working Group or Interest Group, nor are their contents endorsed in any way by W3C.
7.2 General requirements and definitions
Please
note
that
publishing
as
used
in
this
document
refers
to
producing
a
version
which
is
listed
as
a
W3C
Technical
Report
on
its
Technical
Reports
page
http://www.w3.org/TR
.
[
PUB11
].
7.2.1 General requirements for Technical Reports
Every document published as part of the technical report development process must be a public document. The index of W3C technical reports [ PUB11 ] is available at the W3C Web site. W3C strives to make archival documents indefinitely available at their original address in their original form.
Every document published as part of the technical report development process must clearly indicate its maturity level , and must include information about the status of the document. This status information
- must be unique each time a specification is published,
- must state which Working Group developed the specification,
- must state how to send comments or file bugs, and where these are recorded,
- must include expectations about next steps,
- should explain how the technology relates to existing international standards and related work inside or outside W3C, and
- should explain or link to an explanation of significant changes from the previous version.
Every Technical Report published as part of the Technical Report development process is edited by one or more editors appointed by a Group Chair. It is the responsibility of these editors to ensure that the decisions of the Group are correctly reflected in subsequent drafts of the technical report. An editor must be a participant, as a Member representative, Team representative, or Invited Expert in the Group responsible for the document(s) they are editing.
The
Team
is
not
required
to
publish
a
Technical
Report
that
does
not
conform
to
the
Team's
Publication
Rules
(e.g.,
[
PUB31
](e.g.,
for
naming
,
,
status
information,
style,
and
copyright
requirements
).
These
rules
are
subject
to
change
by
the
Team
from
time
to
time.
The
Team
must
inform
group
Chairs
and
the
Advisory
Committee
of
any
changes
to
these
rules.
The primary language for W3C Technical Reports is English. W3C encourages the translation of its Technical Reports. Information about translations of W3C technical reports [ PUB18 ] is available at the W3C Web site.
7.2.2 Advancement on the Recommendation Track
For all requests to advance a specification to a new maturity level other than Note the Working Group:
- must record the group's decision to request advancement.
- must obtain Director approval.
- must provide public documentation of all substantive changes to the technical report since the previous publication.
- must formally address all issues raised about the document since the previous maturity level.
- must provide public documentation of any Formal Objections .
- should provide public documentation of changes that are not substantive.
- should report which, if any, of the Working Group's requirements for this document have changed since the previous step.
- should report any changes in dependencies with other groups.
- should provide information about implementations known to the Working Group.
For a First Public Working Draft there is no "previous maturity level", so many requirements do not apply, and approval is normally fairly automatic. For later stages, especially transition to Candidate or Proposed Recommendation, there is generally a formal review meeting to ensure the requirements have been met before Director's approval is given.
7.2.3 Reviews and Review Responsibilities
A document is available for review from the moment it is first published. Working Groups should formally address any substantive review comment about a technical report in a timely manner.
Reviewers should send substantive technical reviews as early as possible. Working Groups are often reluctant to make substantive changes to a mature document, particularly if this would cause significant compatibility problems due to existing implementation. Working Groups should record substantive or interesting proposals raised by reviews but not incorporated into a current specification.7.2.3.1 Wide Review
The
requirements
for
wide
review
are
not
precisely
defined
by
the
W3C
Process.
The
objective
is
to
ensure
that
the
entire
set
of
stakeholders
of
the
Web
community,
including
the
general
public,
have
had
adequate
notice
of
the
progress
of
the
Working
Group
(for
example
through
notices
posted
to
public-review-announce@w3.org
)
and
thereby
an
opportunity
were
able
to
comment
actually
perform
reviews
of
and
provide
comments
on
the
specification.
A
second
objective
is
to
encourage
groups
to
request
reviews
early
enough
that
comments
and
suggested
changes
may
still
be
reasonably
incorporated
in
response
to
the
review.
Before
approving
transitions,
the
Director
will
consider
who
has
been
explicitly
offered
a
reasonable
opportunity
to
review
the
document,
who
has
provided
comments,
the
record
of
requests
to
and
responses
from
reviewers,
especially
groups
identified
as
dependencies
in
the
charter,
charter
or
identified
as
liaisons
[
PUB29
],
and
seek
evidence
of
clear
communication
to
the
general
public
about
appropriate
times
and
which
content
to
review.
review
and
whether
such
reviews
actually
occurred.
For example, inviting review of new or significantly revised sections published in Working Drafts, and tracking those comments and the Working Group's responses, is generally a good practice which would often be considered positive evidence of wide review. Working Groups should announce to other W3C Working Groups as well as the general public, especially those affected by this specification, a proposal to enter Candidate Recommendation (for example in approximately four weeks). By contrast a generic statement in a document requesting review at any time is likely not to be considered as sufficient evidence that the group has solicited wide review.
A Working Group could present evidence that wide review has been received, irrespective of solicitation. But it is important to note that receiving many detailed reviews is not necessarily the same as wide review, since they may only represent comment from a small segment of the relevant stakeholder community.
7.2.4 Implementation Experience
Implementation experience is required to show that a specification is sufficiently clear, complete, and relevant to market needs, to ensure that independent interoperable implementations of each feature of the specification will be realized. While no exhaustive list of requirements is provided here, when assessing that there is adequate implementation experience the Director will consider (though not be limited to):
- is each feature of the current specification implemented, and how is this demonstrated?
- are there independent interoperable implementations of the current specification?
- are there implementations created by people other than the authors of the specification?
- are implementations publicly deployed?
- is there implementation experience at all levels of the specification's ecosystem (authoring, consuming, publishing…)?
- are there reports of difficulties or problems with implementation?
Planning and accomplishing a demonstration of (interoperable) implementations can be very time consuming. Groups are often able to work more effectively if they plan how they will demonstrate interoperable implementations early in the development process; for example, they may wish to develop tests in concert with implementation efforts.
7.2.5 Classes of Changes
This document distinguishes the following 4 classes of changes to a specification. The first two classes of change are considered editorial changes , the latter two substantive changes .
- 1. No changes to text content
- These changes include fixing broken links, style sheets or invalid markup.
- 2. Corrections that do not affect conformance
- Editorial changes or clarifications that do not change the technical content of the specification.
- 3. Corrections that do not add new features
-
These
changes
may
affect
conformance
to
the
specification.
A
change
that
affects
conformance
is
one
that:
- makes conforming data, processors, or other conforming agents become non-conforming according to the new version, or
- makes non-conforming data, processors, or other agents become conforming, or
- clears up an ambiguity or under-specified part of the specification in such a way that data, a processor, or an agent whose conformance was once unclear becomes clearly either conforming or non-conforming.
- 4. New features
- Changes that add a new functionality, element, etc.
7.3 Working Draft
A
Public
Working
Draft
is
published
on
the
W3C's
Technical
Reports
page
[TR]
[
PUB11
]
for
review,
and
for
simple
historical
reference.
For
all
Public
Working
Drafts
a
Working
Group
- should document outstanding issues, and parts of the document on which the Working Group does not have consensus, and
- may request publication of a Working Draft even if its content is considered unstable and does not meet all Working Group requirements.
7.3.1 First Public Working Draft
To publish the First Public Working Draft of a document, a Working Group must meet the applicable general requirements for advancement .
The Director must announce the publication of a First Public Working Draft publication to other W3C groups and to the public.
Publishing the First Public Working Draft triggers a Call for Exclusions, per section 4 of the W3C Patent Policy [ PUB33 ].
7.3.2 Revising Public Working Drafts
A Working Group should publish a Working Draft to the W3C Technical Reports page when there have been significant changes to the previous published document that would benefit from review beyond the Working Group.
If 6 months elapse without significant changes to a specification a Working Group should publish a revised Working Draft, whose status section should indicate reasons for the lack of change.
To publish a revision of a Working draft, a Working Group
- must record the group's decision to request publication. Consensus is not required, as this is a procedural step,
- must provide public documentation of substantive changes to the technical report since the previous Working Draft,
- should provide public documentation of significant editorial changes to the technical report since the previous step,
- should report which, if any, of the Working Group's requirements for this document have changed since the previous step,
- should report any changes in dependencies with other groups,
Possible next steps for any Working Draft:
7.3.3 Stopping Work on a specification
Work on a technical report may cease at any time. Work should cease if W3C or a Working Group determines that it cannot productively carry the work any further. If the Director closes a Working Group W3C must publish any unfinished specifications on the Recommendation track as Working Group Notes . If a Working group decides, or the Director requires, the Working Group to discontinue work on a technical report before completion, the Working Group should publish the document as a Working Group Note .
7.4 Candidate Recommendation
To publish a Candidate recommendation, in addition to meeting the general requirements for advancement a Working Group:
- must show that the specification has met all Working Group requirements, or explain why the requirements have changed or been deferred,
- must document changes to dependencies during the development of the specification,
- must document how adequate implementation experience will be demonstrated,
- must specify the deadline for comments, which must be at least four weeks after publication, and should be longer for complex documents,
- must show that the specification has received wide review , and
- may identify features in the document as "at risk". These features may be removed before advancement to Proposed Recommendation without a requirement to publish a new Candidate Recommendation.
The
Director
must
announce
the
publication
of
a
Candidate
Recommendation
to
other
W3C
groups
and
to
the
public,
and
must
begin
an
Advisory
Committee
Review
on
the
question
of
whether
W3C
should
publish
the
specification
is
appropriate
to
publish
as
a
W3C
Recommendation.
A Candidate Recommendation corresponds to a "Last Call Working Draft" as used in the W3C Patent Policy [ PUB33 ]. Publishing a Candidate Recommendation triggers a Call for Exclusions, per section 4 of the W3C Patent Policy [ PUB33 ].
Possible next steps:
- Return to Working Draft
- A revised Candidate Recommendation
- Proposed Recommendation (The expected next step)
- Working Group Note
If
there
was
any
dissent
to
to
the
Working
Group
decision
to
request
advancement
Advisory
Committee
representatives
may
appeal
the
decision
to
advance
the
technical
report.
7.4.1 Revising a Candidate Recommendation
If there are any substantive changes made to a Candidate Recommendation other than to remove features explicitly identified as "at risk", the Working Group must obtain the Director's approval to publish a revision of a Candidate Recommendation. This is because substantive changes will generally require a new Exclusion Opportunity per section 4 of the W3C Patent Policy [ PUB33 ]. Note that approval is expected to be fairly simple compared to getting approval for a transition from Working Draft to Candidate Recommendation.
In addition the Working Group:
- must show that the revised specification meets all Working Group requirements, or explain why the requirements have changed or been deferred,
- must specify the deadline for further comments, which must be at least four weeks after publication, and should be longer for complex documents,
- must document the changes since the previous Candidate Recommendation,
- must show that the proposed changes have received wide review , and
- may identify features in the document as "at risk". These features may be removed before advancement to Proposed Recommendation without a requirement to publish a new Candidate Recommendation.
The Director must announce the publication of a revised Candidate Recommendation to other W3C groups and the Public.
7.5 Proposed Recommendation
In addition to meeting the general requirements for advancement ,
- The status information must specify the deadline for Advisory Committee review, which must be at least 28 days after the publication of the Proposed Recommendation and should be at least 10 days after the end of the last Exclusion Opportunity per section 4 of the W3C Patent Policy [ PUB33 ].
A Working Group:
- must show adequate implementation experience except where an exception is approved by the Director,
- must show that the document has received wide review,
- must show that all issues raised during the Candidate Recommendation review period other than by Advisory Committee representatives acting in their formal AC representative role have been formally addressed ,
- must identify any substantive issues raised since the close of the Candidate Recommendation review period by parties other than Advisory Committee representatives acting in their formal AC representative role,
- may have removed features identified in the Candidate Recommendation document as "at risk" without republishing the specification as a Candidate Recommendation.
The Director:
- must announce the publication of a Proposed Recommendation to the Advisory Committee , and
- may approve a Proposed Recommendation with minimal implementation experience where there is a compelling reason to do so. In such a case, the Director should explain the reasons for that decision.
Since a W3C Recommendation must not include any substantive changes from the Proposed Recommendation it is based on, to make any substantive change to a Proposed Recommendation the Working Group must return the specification to Candidate Recommendation or Working Draft.
Possible Next Steps:
- Return to Working Draft
- Return to Candidate Recommendation
- Recommendation status (The expected next step)
- Working Group Note
7.6 W3C Recommendation
The decision to advance a document to Recommendation is a W3C Decision .
In addition to meeting the general requirements for advancement ,
- A Recommendation must identify where errata are tracked, and
- A Recommendation must not include any substantive changes from the Proposed Recommendation on which it is based.
- If there was any dissent in Advisory Committee reviews, the Director must publish the substantive content of the dissent to W3C and the general public, and must formally address the comment at least 14 days before publication as a W3C Recommendation. In this case the Advisory Committee may appeal the decision,
- The Director must announce the publication of a W3C Recommendation to Advisory Committee , other W3C groups and to the public.
Possible next steps:
A W3C Recommendation normally retains its status indefinitely. However it
- may be republished as an (Edited) Recommendation , or
- may be rescinded .
7.7 Modifying a W3C Recommendation
This section details the management of errors in, and the process for making changes to a Recommendation. Please see also the Requirements for modification of W3C Technical Reports [ PUB35 ].
7.7.1 Errata Management
Tracking
errors
is
an
important
part
of
a
Working
Group's
ongoing
care
of
a
Recommendation;
for
this
reason,
the
scope
of
a
Working
Group
charter
generally
allows
time
for
work
after
publication
of
a
Recommendation.
In
this
Process
Document,
the
term
"erratum"
(plural
"errata")
refers
to
any
class
of
mistake,
from
mere
editorial
to
a
serious
error
that
may
affect
the
conformance
with
the
Recommendation
can
be
resolved
by
software
one
or
content
(e.g.,
content
validity).
more
changes
in
classes
1-3
of
section
7.2.5
Classes
of
Changes
.
Working
Groups
must
track
errata
on
an
"errata
page."
An
errata
page
is
keep
a
list
of
enumerated
errors,
possibly
accompanied
record
as
errors
are
reported
by
corrections.
Each
readers
and
implementers.
Such
error
reports
should
be
processed
no
less
frequently
than
quarterly.
Readers
of
the
Recommendation
links
should
be
able
easily
to
an
errata
page;
find
and
see
the
Team's
Publication
Rules
.
errata
that
apply
to
that
specific
Recommendation.
A
correction
Working
groups
may
decide
how
to
document
errata.
The
best
practice
is
first
a
document
that
identifies
itself
as
based
on
the
Recommendation
text
and
clearly
identifies
the
errata
and
any
proposed
corrections;
other
approaches
include
various
forms
of
an
errata
page,
possibly
auto-generated
from
a
database.
An erratum is resolved by an informative, "proposed" correction generated by the Working Group. A correction becomes part of the Recommendation by the process for Revising a Recommendation described in the next section.
7.7.2 Revising a Recommendation
Issue-152
concerns
a
change
made
in
Process2014
that
requires
Edited
Recommendations
consisting
solely
of
“editorial
changes”
to
go
through
an
additional
step,
publication
as
errors
a
Proposed
Recommendation,
prior
to
publication
as
a
Recommendation.
There
are
reported
two
aspects
of
this
issue:
(1)
whether
“editorial
change”
is
sufficiently
well
defined
that
it
can
be
validate
by
readers
a
simple
process
(as
it
was
in
Process2005
)
and
implementers.
A
Working
Group
must
report
errata
page
changes
to
interested
parties,
notably
when
corrections
are
proposed
or
incorporated
into
an
Edited
Recommendation,
according
(2)
whether
patent
licensing
considerations
should
require
all
potential
Recommendations
to
have
a
Call
for
Exclusions
on
their
content.
See
the
Team's
requirements.
issue
entry
and
its
associated
notes
and
emails
for
additional
detail
on
the
discussion.
A Working group may request republication of a Recommendation, or W3C may republish a Recommendation, to make corrections that do not result in any changes to the text of the specification.
Editorial
changes
to
a
Recommendation
require
no
technical
review
of
the
proposed
changes.
A
Working
Group
may
request
publication
of
a
Proposed
Recommendation
or
W3C
may
publish
a
Proposed
Recommendation
to
make
this
class
of
change
without
passing
through
earlier
maturity
levels.
Such
publications
are
may
be
called
a
Proposed
Edited
Recommendation
.
To make corrections to a Recommendation that produce substantive changes but do not add new features, a Working Group may request publication of a Candidate Recommendation , without passing through earlier maturity levels.
In the latter two cases, the resulting Recommendation may be called an Edited Recommendation .
When requesting the publication of an edited Recommendation as described in this section, in addition to meeting the requirements for the relevant maturity level, a Working Group
- must show that the changes to the document have received wide review , and
- should address all recorded errata.
For changes which introduces a new feature or features, W3C must follow the full process of advancing a technical report to Recommendation beginning with a new First Public Working Draft.
7.8 Publishing a Working Group or Interest Group Note
Working Groups and Interest Groups publish material that is not a formal specification as Notes. This includes supporting documentation for a specification such as explanations of design principles or use cases and requirements, non-normative guides to good practices, as well as specifications where work has been stopped and there is no longer consensus for making them a new standard.
In order to publish a Note, a Working Group or Interest Group:
- may publish a Note with or without its prior publication as a Working Draft.
- must record the group's decision to request publication as a Note, and
- should publish documentation of significant changes to the technical report since any previous publication.
Possible next steps:
- End state: A technical report may remain a Working Group Note indefinitely
- A Working Group may resume work on technical report within the scope of its charter at any time, at the maturity level the specification had before publication as a Note
The W3C Patent Policy [ PUB33 ] does not specify any licensing requirements or commitments for Working Group Notes.
7.9 Rescinding a W3C Recommendation
W3C may rescind a Recommendation, for example if the Recommendation contains many errors that conflict with a later version or if W3C discovers burdensome patent claims that affect implementers and cannot be resolved; see the W3C Patent Policy [ PUB33 ] and in particular section 5 (bullet 10) and section 7.5 . A Working Group may request the Director to rescind a Recommendation which was a deliverable, or the Director may directly propose to rescind a Recommendation.
W3C only rescinds entire specifications. To rescind some part of a Recommendation, W3C follows the process for modifying a Recommendation .
Once W3C has published a Rescinded Recommendation, future W3C technical reports must not include normative references to that technical report.
To propose rescinding a W3C Recommendation, a Working Group or the Director
- must publish rationale for rescinding the Recommendation.
- should document known implementation.
In addition a Working Group requesting to rescind a Recommendation
- must show that the request to rescind has received wide review
In addition the Director, if proposing to rescind a Recommendation
- must show that the request to rescind is based on public comment
The Director must announce the proposal to rescind a W3C Recommendation to other W3C groups, the public, and the Advisory Committee . The announcement must :
- indicate that this is a Proposal to Rescind a Recommendation
- specify the deadline for review comments, which must be at least four weeks after announcing the proposal to rescind.
- identify known dependencies and solicit review from all dependent Working Groups;
- solicit public review.
If there was any dissent in Advisory Committee reviews, the Director must publish the substantive content of the dissent to W3C and the public , and must formally address the comment at least 14 days before publication as a Rescinded Recommendation. In this case the Advisory Committee may appeal the decision.
A Rescinded Recommendation must be published with up to date status. The updated version may remove the rescinded content (i.e. the main body of the document).
Note: the original Recommendation document will continue to be available at its version-specific URL.
Further reading
Refer to "How to Organize a Recommendation Track Transition" in the Member guide for practical information about preparing for the reviews and announcements of the various steps, and tips on getting to Recommendation faster [ PUB27 ].
8 Advisory Committee Reviews, Appeals, and Votes
This
section
describes
how
the
Advisory
Committee
reviews
proposals
from
the
Director
and
how
Advisory
Committee
representatives
appeal
W3C
decisions
and
decisions
by
the
Director.
A
W3C
decision
is
one
where
the
Director
(or
the
Director's
delegate)
has
exercised
the
role
of
assessing
consensus
after
an
Advisory
Committee
review
of
an
Activity
Charter
Proposal
,
after
a
Call
for
Review
of
a
Proposed
Recommendation
,
after
a
Call
for
Review
of
a
Proposed
Recommendation
,
after
a
Proposal
to
Rescind
a
W3C
Recommendation
,
and
after
a
Proposed
Process
Document
review.
8.1 Advisory Committee Reviews
The Advisory Committee reviews:
-
proposals for new , modified , and extended Activities ,new and modified Working and Interest Groups , - Proposed Recommendations , Proposed Edited Recommendations , Proposal to Rescind a Recommendation , and
- Proposed changes to the W3C process .
8.1.1 Start of a Review Period
Each Advisory Committee review period begins with a Call for Review from the Team to the Advisory Committee. The review form describes the proposal, raises attention to deadlines, estimates when the decision will be available, and includes other practical information. Each Member organization may send one review, which must be returned by its Advisory Committee representative.
The Team must provide two channels for Advisory Committee review comments:
-
an
archived
Team-only
channel;
this is the default channel for reviews. - an archived Member-only channel.
The Call for Review must specify which channel is the default for review comments on that Call.
Reviewers may send information to either or both channels. They may also share their reviews with other Members on the Advisory Committee discussion list .
A Member organization may modify its review during a review period (e.g., in light of comments from other Members).
8.1.2 After the Review Period
After the review period, the Director must announce to the Advisory Committee the level of support for the proposal ( consensus or dissent ). The Director must also indicate whether there were any Formal Objections, with attention to changing confidentiality level . This W3C decision is generally one of the following:
- The proposal is approved, possibly with minor changes integrated.
- The proposal is approved, possibly with substantive changes integrated. In this case the Director's announcement must include rationale for the decision to advance the document despite the proposal for a substantive change.
- The proposal is returned for additional work, with a request to the initiator to formally address certain issues.
- The proposal is rejected.
This document does not specify time intervals between the end of an Advisory Committee review period and the W3C decision . This is to ensure that the Members and Team have sufficient time to consider comments gathered during the review. The Advisory Committee should not expect an announcement sooner than two weeks after the end of a Proposed Recommendation review period. If, after three weeks , the Director has not announced the outcome, the Director should provide the Advisory Committee with an update.
8.2 Appeal by Advisory Committee Representatives
Advisory Committee representatives may appeal certain decisions, though appeals are only expected to occur in extraordinary circumstances.
When Advisory Committee review immediately precedes a decision, Advisory Committee representatives may only appeal when there is dissent . These decisions are:
- Publication of a Recommendation or Publication of a Rescinded Recommendation ,
-
Activity creation , modification , or extension ,Working or Interest Group creation , substantive modification or extension , - Changes to the W3C process .
Advisory Committee representatives may always appeal the following decisions:
-
Activity closure ,Working or Interest Group extension or closure , - Call for Implementations , Call for Review of a Proposed Recommendation , Call for Review of an Edited Recommendation , or Proposal to Rescind a Recommendation
- the Director's intention to sign a Memorandum of Understanding with another organization.
In all cases, an appeal must be initiated within three weeks of the decision.
An Advisory Committee representative initiates an appeal by sending a request to the Team (explained in detail in the New Member Orientation ). The Team must announce the appeal process to the Advisory Committee and provide an address for comments from Advisory Committee representatives. The archive of these comments must be Member-visible. If, within one week of the Team's announcement, 5% or more of the Advisory Committee support the appeal request, the Team must organize an appeal vote asking the Advisory Committee to approve or reject the decision.
8.3 Advisory Committee Votes
The Advisory Committee votes in elections for seats on the TAG or Advisory Board , and in the event of a formal appeal of a W3C decision . Whenever the Advisory Committee votes, each Member or group of related Members has one vote. In the case of Advisory Board and TAG elections , "one vote" means "one vote per available seat".
9 Workshops and Symposia
The
Team
organizes
Workshops
and
Symposia
to
promote
early
involvement
in
the
development
of
W3C
Activities
activities
from
Members
and
the
public.
The goal of a Workshop is usually either to convene experts and other interested parties for an exchange of ideas about a technology or policy, or to address the pressing concerns of W3C Members. Organizers of the first type of Workshop may solicit position papers for the Workshop program and may use those papers to choose attendees and/or presenters.
The goal of a Symposium is usually to educate interested parties about a particular subject.
The
Call
for
Participation
in
a
Workshop
or
Symposium
may
indicate
participation
requirements
or
limits,
and
expected
deliverables
(e.g.,
reports
and
minutes).
Organization
of
an
event
does
not
guarantee
further
investment
by
W3C
in
a
particular
topic,
but
may
lead
to
proposals
for
new
Activities
activities
or
groups.
Workshops and Symposia generally last one to three days. If a Workshop is being organized to address the pressing concerns of Members, the Team must issue the Call for Participation no later than six weeks prior to the Workshop's scheduled start date. For other Workshops and Symposia, the Team must issue a Call for Participation no later than eight weeks prior to the meeting's scheduled start date. This helps ensure that speakers and authors have adequate time to prepare position papers and talks.
Note:
In
general,
W3C
does
not
organize
conferences
.
.
Currently,
W3C
presents
its
work
to
the
public
at
the
annual
World
Wide
Web
Conference,
which
is
coordinated
by
the
International
World
Wide
Web
Conference
Committee
(
IW3C2
).
10 Liaisons
W3C uses the term "liaison" to refer to coordination of activities with a variety of organizations, through a number of mechanisms ranging from very informal (e.g., an individual from another organization participates in a W3C Working Group, or just follows its work) to mutual membership, to even more formal agreements. Liaisons are not meant to substitute for W3C membership.
All liaisons must be coordinated by the Team due to requirements for public communication; patent, copyright, and other IPR policies; confidentiality agreements; and mutual membership agreements.
The W3C Director may negotiate and sign a Memorandum of Understanding ( MoU ) with another organization. Before signing the MoU, the Team must inform the Advisory Committee of the intent to sign and make the MoU available for Advisory Committee review; the Advisory Committee may appeal . Once approved, a Memorandum of Understanding should be made public.
Information about W3C liaisons with other organizations and the guidelines W3C follows when creating a liaison [ PUB28 ] is available on the Web.
11 Member Submission Process
The Member Submission process allows Members to propose technology or other ideas for consideration by the Team. After review, the Team may publish the material at the W3C Web site. The formal process affords Members a record of their contribution and gives them a mechanism for disclosing the details of the transaction with the Team (including IPR claims). The Team also publishes review comments on the Submitted materials for W3C Members, the public, and the media.
A Member Submission consists of:
- One or more documents developed outside of the W3C process, and
- Information about the documents, provided by the Submitter.
One or more Members (called the "Submitter(s)") may participate in a Member Submission. Only W3C Members may be listed as Submitter(s).
The Submission process consists of the following steps:
- One of the Submitter(s) sends a request to the Team to acknowledge the Submission request. The Team and Submitter(s) communicate to ensure that the Member Submission is complete.
-
After
Team
review,
the
Director
must
either
acknowledge
or
reject
the
Submission
request.
- If acknowledged , the Team must publish the Member Submission at the public W3C Web site, in addition to Team comments about the Member Submission.
- If rejected , the Submitter(s) may appeal to either the TAG or the Advisory Board .
Note: To avoid confusion about the Member Submission process, please note that:
- Documents in a Member Submission are developed outside of W3C. These documents are not part of the technical report development process (and therefore are not included in the index of W3C technical reports ). Members wishing to have documents developed outside of W3C published by W3C must follow the Member Submission process.
- The Submission process is not a means by which Members ask for "ratification" of these documents as W3C Recommendations .
- There is no requirement or guarantee that technology which is part of an acknowledged Submission request will receive further consideration by W3C (e.g., by a W3C Working Group).
Publication
of
a
Member
Submission
by
W3C
does
not
imply
endorsement
by
W3C,
including
the
W3C
Team
or
Members.
The
acknowledgment
of
a
Submission
request
does
not
imply
that
any
action
will
be
taken
by
W3C.
It
merely
records
publicly
that
the
Submission
request
has
been
made
by
the
Submitter.
A
Member
Submission
published
by
W3C
must
NOT
not
be
referred
to
as
"work
in
progress"
of
the
W3C.
The list of acknowledged Member Submissions [ PUB10 ] is available at the W3C Web site.
11.1 Submitter Rights and Obligations
When more than one Member jointly participates in a Submission request, only one Member formally sends in the request. That Member must copy each of the Advisory Committee representatives of the other participating Members, and each of those Advisory Committee representatives must confirm (by email to the Team) their participation in the Submission request.
At any time prior to acknowledgment, any Submitter may withdraw support for a Submission request (described in " How to send a Submission request "). A Submission request is "withdrawn" when no Submitter(s) support it. The Team must not make statements about withdrawn Submission requests.
Prior
to
acknowledgment,
the
Submitter(s)
must
not
,
,
under
any
circumstances
,
refer
to
a
document
as
"submitted
to
the
World
Wide
Web
Consortium"
or
"under
consideration
by
W3C"
or
any
similar
phrase
either
in
public
or
Member
communication.
The
Submitter(s)
must
not
imply
in
public
or
Member
communication
that
W3C
is
working
(with
the
Submitter(s))
on
the
material
in
the
Member
Submission.
The
Submitter(s)
may
publish
the
documents
in
the
Member
Submission
prior
to
acknowledgment
(without
reference
to
the
Submission
request).
After
acknowledgment,
the
Submitter(s)
must
not
,
,
under
any
circumstances
,
imply
W3C
investment
in
the
Member
Submission
until,
and
unless,
the
material
has
been
adopted
as
part
a
deliverable
of
a
W3C
Activity
.
Working
Group
11.1.1 Scope of Member Submissions
When a technology overlaps in scope with the work of a chartered Working Group, Members should participate in the Working Group and contribute the technology to the group's process rather than seek publication through the Member Submission process. The Working Group may incorporate the contributed technology into its deliverables. If the Working Group does not incorporate the technology, it should not publish the contributed documents as Working Group Notes since Working Group Notes represent group output, not input to the group.
On
the
other
hand,
while
W3C
is
in
the
early
stages
of
developing
an
Activity
Proposal
or
a
charter,
Members
should
use
the
Submission
process
to
build
consensus
around
concrete
proposals
for
new
work.
Members should not submit materials covering topics well outside the scope of W3C's mission [ PUB15 ].
11.1.2 Information Required in a Submission Request
The Submitter(s) and any other authors of the submitted material must agree that, if the request is acknowledged, the documents in the Member Submission will be subject to the W3C Document License [ PUB18 ] and will include a reference to it. The Submitter(s) may hold the copyright for the documents in a Member Submission.
The request must satisfy the Member Submission licensing commitments of section 3.3 of the W3C Patent Policy [ PUB33 ].
The Submitter(s) must include the following information:
- The list of all submitting Members.
- Position statements from all submitting Members (gathered by the Submitter). All position statements must appear in a separate document.
- Complete electronic copies of any documents submitted for consideration (e.g., a technical specification, a position paper, etc.) If the Submission request is acknowledged, these documents will be published by W3C and therefore must satisfy the Communication Team's Publication Rules [ PUB31 ]. Submitters may hold the copyright for the material contained in these documents, but when published by W3C, these documents must be subject to the provisions of the W3C Document License [ PUB18 ].
The request must also answer the following questions.
- What proprietary technology is required to implement the areas addressed by the request, and what terms are associated with its use? Again, many answers are possible, but the specific answer will affect the Team's decision.
- What resources, if any, does the Submitter intend to make available if the W3C acknowledges the Submission request and takes action on it?
- What action would the Submitter like W3C to take if the Submission request is acknowledged?
- What mechanisms are there to make changes to the specification being submitted? This includes, but is not limited to, stating where change control will reside if the request is acknowledged.
For other administrative requirements related to Submission requests, see " How to send a Submission request " [ MEM8 ].
11.2 Team Rights and Obligations
Although they are not technical reports, the documents in a Member Submission must fulfill the requirements established by the Team, including the Team's Publication Rules .
The Team sends a validation notice to the Submitter(s) once the Team has reviewed a Submission request and judged it complete and correct.
Prior to a decision to acknowledge or reject the request, the request is Team-only , and the Team must hold it in the strictest confidentiality. In particular, the Team must not comment to the media about the Submission request.
11.3 Acknowledgment of a Submission Request
The Director acknowledges a Submission request by sending an announcement to the Advisory Committee. Though the announcement may be made at any time, the Submitter(s) can expect an announcement between four to six weeks after the validation notice . The Team must keep the Submitter(s) informed of when an announcement is likely to be made.
Once
a
Submission
request
has
been
acknowledged,
the
Team
must
:
:
- Publish the Member Submission.
- Publish Team comments about the Submission request.
If the Submitter(s) wishes to modify a document published as the result of acknowledgment, the Submitter(s) must start the Submission process from the beginning, even just to correct editorial changes.
11.4 Rejection of a Submission Request
The Director may reject a Submission request for a variety of reasons, including any of the following:
- The ideas expressed in the request overlap in scope with the work of a chartered Working Group, and acknowledgment might jeopardize the progress of the group.
- The IPR statement made by the Submitter(s) is inconsistent with the W3C's Patent Policy [ PUB33 ], Document License [ PUB18 ], or other IPR policies.
- The ideas expressed in the request are poor, might harm the Web, or run counter to W3C's mission .
- The ideas expressed in the request lie well outside the scope of W3C's mission.
In case of a rejection, the Team must inform the Advisory Committee representative(s) of the Submitter(s). If requested by the Submitter(s), the Team must provide rationale to the Submitter(s) about the rejection. Other than to the Submitter(s), the Team must not make statements about why a Submission request was rejected.
The Advisory Committee representative(s) of the Submitters(s) may appeal the rejection to the TAG if the reasons are related to Web architecture, or to the Advisory Board if the request is rejected for other reasons. In this case the Team should make available its rationale for the rejection to the appropriate body. The Team will establish a process for such appeals that ensures the appropriate level of confidentiality .
12 Process Evolution
The W3C Process Document undergoes similar consensus-building processes as technical reports, with the Advisory Board acting as the sponsoring Working Group.
The Advisory Board initiates review of a Process Document as follows:
- The Team sends a Call for Review to the Advisory Committee and other W3C groups.
- After comments have been formally addressed and the document possibly modified, the Team seeks endorsement from the Members by initiating an Advisory Committee review of a Proposed Process Document. The review period must last at least four weeks .
- After the Advisory Committee review , if there is consensus, the Team enacts the new process officially by announcing the W3C decision to the Advisory Committee. If there was dissent , Advisory Committee representatives may appeal the decision.
W3C may also modify a Process Document by following the processes for modifying a Recommendation .
Reviews of the Process Document are not public reviews.
13 References
13.1 Public Resources
The following public information is available at the W3C Web site .
- [PUB5]
- How to Join W3C
- [PUB6]
- Membership Agreement
- [PUB8]
- The list of current W3C Members
- [PUB9]
- The list of W3C Activities
- [PUB10]
- The list of acknowledged Member Submissions
- [PUB11]
- The W3C technical reports index
- [PUB13]
- Submission request overview
- [PUB14]
- The W3C Team
- [PUB15]
- About the World Wide Web Consortium
- [PUB16]
- The list of published Team Submissions
- [PUB17]
- Invited expert and collaborators agreement
- [PUB18]
- W3C Document License
- [PUB19]
- W3C Software Notice and License
- [PUB20]
- Translations of W3C technical reports
- [PUB21]
- Public W3C mailing lists
- [PUB23]
- Conflict of Interest Policy for W3C Team Members Engaged in Outside Professional Activities
- [PUB25]
- Technical Architecture Group (TAG) Charter
- [PUB26]
- The TAG home page
- [PUB27]
- Tips for Getting to Recommendation Faster
- [PUB28]
- W3C liaisons with other organizations
- [PUB30]
- The Advisory Board home page
- [PUB31]
- Publication Rules
- [PUB32]
- W3C Fellows Program
- [PUB33]
- 5 Feb 2004 version of the W3C Patent Policy . The latest version of the W3C Patent Policy is available at http://www.w3.org/Consortium/Patent-Policy/.
- [PUB35]
- In-place modification of W3C Technical Reports
13.2 Member-only Resources
The following Member-only information is available at the W3C Web site .
- [MEM1]
- Current Advisory Committee representatives
- [MEM2]
- Group mailing lists
- [MEM3]
- The calendar of all scheduled official W3C events
- [MEM4]
- The New Member Orientation , which includes an introduction to W3C processes from a practical standpoint, including relevant email addresses.
- [MEM5]
- Advisory Committee meetings
- [MEM6]
- Member Web site
- [MEM8]
- How to send a Submission request
- [MEM9]
- The Art of Consensus , a guidebook for W3C Working Group Chairs and other collaborators
- [MEM14]
- Guidelines for Disciplinary Action
- [MEM15]
- How to Organize an Advisory Board or TAG election
13.3 Other References
- [RFC2119]
- "Key words for use in RFCs to Indicate Requirement Levels" , S. Bradner, March 1997.
- [RFC2777]
- "Publicly Verifiable Nomcom Random Selection" , D. Eastlake 3rd, February 2000.
14 Acknowledgments
The
following
individuals,
either
through
the
Revising
W3C
Process
Community
Group
or
independently,
individuals
have
contributed
to
the
development
of
this
version
of
the
proposal
for
a
revised
Process:
Dan
Daniel
Appelquist
(Telefonica),
Art
Barstow
(Nokia),
Robin
Berjon
(W3C),
Wayne
Carr
(Intel),
Judy
Brewer
(W3C),
Marcos
Cáceres
(Mozilla),
Wayne
Carr
(Intel),
Michael
Champion
(W3C),
Mark
Crawford
(SAP),
Fantasai
Karl
Dubost
(Mozilla),
Fantasai
(unaffiliated),
Virginie
Galindo
(Gemalto),
Daniel
Glazman
(Disruptive
Innovations),
Joe
Hall
(CDT),
Ivan
Herman
(W3C),
Ian
Hickson
(Google),
Ian
Jacobs
(W3C),
Eduardo
Gutentag
(unaffiiliated),
Brad
Hill
(Facebook),
Jeff
Jaffe
(W3C),
Cullen
Jennings
(Cisco),
Chris
Lilley
(W3C),
Giri
Mandyam
(Qualcomm),
Larry
Masinter
(Adobe
Systems),
TV
Raman
(Google),
Brain
Kardell
(JQuery),
Peter
Linss
(HP),
Nigel
Megitt
(BBC),
Olle
Olsson
(SICS),
Natasha
Rooney
(GSMA),
Sam
Ruby
(IBM),
David
Singer
(Apple),
Ralph
Swick
(W3C),
Henri
Sivonen
(Mozilla),
Josh
Soref
(BlackBerry),
Anne
van
Kesteren,
Kesteren
(Mozilla),
Léonie
Watson
(The
Paciello
Group),
Mike
West
(Google),
Chris
Wilson
(Google),
Steve
Zilles
(Adobe
Systems).
(Adobe).
The
following
individuals
participated
in
contributed
to
the
preparation
development
of
earlier
versions
of
W3C
Process
Documents,
including
this
draft,
while
serving
(at
different
times)
on
the
W3C
Advisory
Board:
Process:
Jean-François
Abramatic
(IBM,
and
previously
ILOG
and
W3C),
Dan
Appelquist
(Telefonica),
Art
Barstow
(Nokia),
Ann
Bassetti
(The
Boeing
Company),
Jim
Bell
(HP),
Robin
Berjon
(W3C),
Tim
Berners-Lee
(W3C),
Klaus
Birkenbihl
(Fraunhofer
Gesellschaft),
Don
Brutzman
(Web3D),
Carl
Cargill
(Sun
(Netscape,
Sun
Microsystems),
Wayne
Carr
(Intel),
Marcos
Cáceres
(Mozilla),
Michael
Champion
(Microsoft),
Paul
Cotton
(Microsoft),
Mark
Crawford
(SAP),
Tantek
Çelik
(Mozilla),
Don
Deutsch
(Oracle),
David
Fallside
(IBM),
Fantasai
(Mozilla),
Wendy
Fong
(Hewlett-Packard),
Virginie
Galindo
(Gemalto),
Daniel
Glazman
(Disruptive
Innovations),
Paul
Grosso
(Arbortext),
Eduardo
Gutentag
(Sun
Microsystems),
Joe
Hall
(CDT),
Ivan
Herman
(W3C),
Ian
Hickson
(Google),
Steve
Holbrook
(IBM),
Renato
Iannella
(IPR
Systems),
Ian
Jacobs
(W3C),
Jeff
Jaffe
(W3C),
Cullen
Jennings
(Cisco),
Sally
Khudairi
(W3C),
John
Klensin
(MCI),
Tim
Krauskopf
(Spyglass),
Kari
Laihonen
(Ericsson),
Ken
Laskey
(MITRE),
Ora
Lassila
(Nokia),
Håkon
Wium
Lie
(Opera
Software),
Chris
Lilley
(W3C),
Bede
McCall
(MITRE),
Giri
Mandyam
(Qualcomm),
Larry
Masinter
(Adobe
Systems),
Bede
McCall
(MITRE),
Qiuling
Pan
(Huawei),
TV
Raman
(Google),
Thomas
Reardon
(Microsoft),
Claus
von
Riegen
(SAP
AG),
David
Singer
(Apple),
David
Singer
(IBM),
Ralph
Swick
(W3C),
Anne
van
Kesteren,
Jean-Charles
Verdié
(MStar),
Chris
Wilson
(Google),
Lauren
Wood
(unaffiliated),
and
Steve
Zilles
(Adobe
Systems).
15 Changes
This
version
of
the
process
incorporates
editorial
changes
to
Chapter
7
.
document
is
based
on
1
August
2014
Process.
Detailed
change
logs
are
available.
The
major
focus
has
been
to
clarify
obligations,
and
who
is
obliged
to
meet
them,
in
the
process
of
developing
a
specification
as
a
W3C
Recommendation
or
Note.
A
particular
change,
removing
the
Last
Call
phase
is
intended
to
clarify
that
Working
Groups
are
responsible
for
ensuring
that
their
specification
is
made
available
for
review
and
is
actively
reviewed
at
appropriate
points
in
its
development
by
appropriate
stakeholders.
This
is
particularly
intended
to
stop
the
cycling
of
specifications
between
Last
Call
(for
Patent
review)
and
Candidate
Recommendation,
as
well
as
to
more
generally
support
methodologies
such
as
test-driven
standardisation,
without
enforcing
a
specific
methodology
on
any
group
and
without
losing
the
overall
benefit
of
W3C's
requirement
for
"horizontal"
review.
Other
notable
changes
from
the
14
October
2005
Process
Document
include:
Current Editor's draft
-
The
Director must address dissentingdefault channel for AC reviewcomments publicly , 2 weeks before publicationhas been removed in favor of aRecommendation.requirement for each review to specify a default ( ISSUE-154 ) -
If W3C closes aA procedure for resignation from WorkingGroup, they must republish its unfinished work as Notes.(and Interest Groups has been provided ( ISSUE-151 )
Previous Editor's drafts
-
Errata must not be made normative except by revising a RecommendationEditorial cleanups to 7.2.3.1 Wide Review -
New requirements that Working groups should document known implementation and must document expected next steps for all publicationsEditorial Changes to 7.7.1 Errata Management - ISSUE-141 -
New requirement that WorkingRemove Coordination groupsshould publish abandoned work as a W3C Note- ISSUE-129 -
Recognition that Interest Groups may publish W3C NotesRemove vestigial traces of Good Standing throughout -
Last Call and Candidate Recommendation have been collapsed together. SomeLoosen constraints on multiple employees ofthe requirements are therefore enforced earlier in the process.a single member being on TAG - section 2.5.1 -
Advisory Committee review now begins at the same time as Candidate recommendation, but still ends no less than 4 weeks after publication as a Proposed Recommendation.Replace "W3C Chair" with "CEO" throughout -
Implementation requirements for passing beyond Candidate Recommendation are not simply listed as "2 interoperable implementations", instead a new sections gives guidance onEditorial tweaks to what isconsidered when assessing " adequate implementation experiencerequested in 7.2.3.1 Wide Review". -
InsteadRemove section 6.2.7 "Heartbeat" publishing requirement, redundant with the first requirement ofrelying on a Last Call publication for adequate review Working Groups need to demonstrate " wide reviewsection 7.3.2" as part of
30 September "AC intermediate review" draft
Provided
to
the
requirements
Advisory
Committee
to
publish
a
spec
as
Candidate
Recommendation,
while
leaving
them
review
the
following
changes
made
compared
to
achieve
this
as
they
see
fit.
the
1
August
2014
Operative
Process
document
- Remove Activities from the Process (as resolved multiple times since 2007)
-
There isRemove 6.2.1.7 Good Standing in astronger emphasis (without creating new formal requirements) on getting review and testing implementation as early as possible. How to do this is left toWorkingGroups to determine.Group