-----Original Message----- From: Livia Rosu Lunguran Sent: 31 July 2001 14:48 To: 'cbildt@atlargestudy.org' Cc: 'vladmir.androuchko@itu.int' Dear Mr. Bildt, I would hereby like to inform you that the PSO Protocol Council is currently analyzing the At-Large membership Discussion Paper and will inform you on the progress being made. Best regards, Livia Rosu PSO-PC Secretary -----Original Message----- >Return-Path: <wmanager@condor.cqhost.net> >Date: Mon, 16 Jul 2001 02:10:36 -0400 >From: website manager <wmanager@condor.cqhost.net> >To: Steve Bellovin <smb@research.att.com> > , Fabio Bigi <Fabio.Bigi@itu.int> > , Leslie Daigle <leslie@thinkingcat.com> > , Philipp Hoschka <ph@w3.org> > , Azucena Hernandez <azucena.hernandez@pop3.telefonica.es> > , Gerry Lawrence <gerry.lawrence@marconi.com> > , Brian Moore <brian@bwmc.demon.co.uk> > , Daniel Weitzner <djweitzner@w3.org> > >From: Carl Bildt <cbildt@atlargestudy.org> >Subject: Request for input > > >Greetings, > >On behalf of the At-Large Membership Study Committee (ALSC), I would >like to solicit input from the Supporting Organization (SO)PSO and its >constituents, as well as share with you our first "Discussion Paper" >and our plans for completing our recommendations. > >We are eager to work with you and your colleagues to ensure that we >have a thorough understanding of your activities, structure and needs - >and your views on the relationship between your Supporting >Organization, its constituents, and the "At-Large" membership >(individual Internet user community). Details on the functioning of >current ICANN organizations will aid in our efforts to recommend a >successful structure/process for At-Large. > >Please find enclosed our current thoughts regarding the concept, >structure and processes relating to an "At-Large" membership ("ALSC >Discussion Paper"). As indicated in the attached, we are eager to get >your input on a number of factual questions and normative issues that, >for us, remain unresolved and important to our recommendations on At- >Large participation and Board representation. > >In light of the ongoing DNSO review and the recent "Country Code >Supporting Organization Statement," it is clear to us that our >recommendations should not take ICANN's current organizational >structure as an unalterable premise. Rather we need to consider ICANN's >representational and decision-making structures in their entirety (e.g. >the possible creation of additional Sos and re-allocation of Board >seats). > >As such, the ALSC is actively considering a variety of potential >participation structures for an "At-Large" that may affect the existing >SOs, and we would not like to do so without adequate consultation with >you > >Please forward this email to other relevant parties and send your >thoughts, comments, concerns and suggestions to our Executive Director, >Denise Michel (dmichel@atlargestudy.org) or to our email forum >(comments@atlargestudy.org), if possible by July 27. > >Included in the paper is a proposed schedule of ALSC activities leading >up to the submission for our final report to the Board in November. As >you can see, we have an ambitious and tight schedule, which makes us >eager to hear from you soon. > >If possible, we would like the opportunity to meet with members of your >organization face-to-face to discuss our activities and draft >recommendations. The ALSC will be in Silicon Valley (Santa Clara, >California, USA) on August 13 - 14 and in Montevideo, Uruguay, on >September 7-8. We would welcome a meeting with your organization, or >some of its representatives, at these locations or elsewhere. Please >contact Denise Michel to coordinate or to request additional >information. > >Thank you for your cooperation, and we look forward to working with >you. > >Sincerely, > >Carl Bildt >ALSC Chairman > > > ---------------------------------------------------------------- > > At-Large Membership Study Committee Discussion Paper #1 > > July 12, 2001 > > > > "In theory, there is no difference between theory and practice. But, in > practice, there is." > Jan L. A. van de Snepscheut > > Introduction > > Over the last two and a half years, ICANN has made considerable > progress towards achieving the objectives for which it was formed, > including providing coordinated advice on technical management of the > DNS and IP addresses, launching a process for implementing new TLDs, > and supporting the creation of new regional internet registries. > > However, there is concern by some that ICANN still lacks the perceived > legitimacy and accountability to a broad public that will enable it to > operate effectively and flexibly as the Internet scales up and as > ICANN's policies affect an ever broader and less technically oriented > Internet community. > > In order to help fulfill ICANN's promise of accountability, the ICANN > Board created the At-Large Membership Study Committee (ALSC) earlier > this year to conduct a complete review of the At-Large (individual > Internet user) membership concept and its structure and processes, and > to "achieve a broad consensus on effective means by which the diverse > global Internet communities and individual stakeholders may participate > in ICANN's policy development, deliberations, and actions ."[1] (See > Appendix A, "Brief Background") > > Purpose > > We need to keep in mind that ICANN is a very young international entity > that faces both high expectations and operational challenges as one of > the world's most unusual "Internet start-ups." > > Over the last several months, in order to understand ICANN and its > structure and processes, the ALSC has read through the volumes of > publicly available discussions and material surrounding its history, > form and function, and its controversy. We also have reviewed numerous > emailed views and participated in several face-to-face discussions (in > our "outreach" events and in individual meetings), and listened to > those of you who have shared your thoughts and views on how we might > address our task and provided feedback on the questions we have asked. > > While we will continue to listen to everyone's input, work with other > related review efforts, and keep an open mind, it is now time for us to > begin to formulate and share our own thoughts with the goal of > encouraging more specific feedback. That is the purpose of this > Discussion Paper and the specific concept papers we will shortly post. > > Your Input is Needed > > We have received clear indications that, as part of our efforts to > achieve a consensus on how the various Internet communities and > stakeholders should be involved in ICANN, our recommendations should > not take ICANN's current organizational structure as an unalterable > premise. The ongoing DNSO review[2] and the recent "Country Code > Supporting Organization Statement,"[3] indicate that there are > significant concerns within these groups, and perhaps among others, > that clearly need to be addressed. > > Specifically, we need your input on which current ICANN structures are > working well and which are not, and the causes of any current > "problems" or "inadequacies". We also welcome your constructive ideas > on solutions. Clearly any changes to existing ICANN organizational > structure need to adequately accommodate the role of the At-Large and > the overall structure of ICANN, and vice versa. We recognize that a > consensus on a new approach to individual participation and > representation in ICANN must be developed in close coordination with > the existing ICANN organizations and constituencies, and with extensive > input from all interested individuals. We hope this discussion paper > and subsequent discussion will foster such collaboration and result in > better outcomes. > > Our Initial Conclusion: Yes, Individuals Need A Voice in ICANN > > After broad outreach and deliberation, the ALSC has come to the initial > position that some form of structured involvement of individual > Internet users in ICANN policy formulation and decision-making is > needed, along with representation of individual Internet users on > ICANN's Board. While this may appear obvious to some, we did not want > to jump to conclusions without considering a full range of arguments. > > It is clear to us that there is a "public interest" responsibility > vested in ICANN, and therefore some role for individuals (as well as > non-commercial interests, etc.) is appropriate. In essence, ICANN needs > to be accountable not just to those people whose daily work concerns > ICANN's activities (and who may be Supporting Organization members), > but also those who are affected by its actions but whose daily focus is > elsewhere. Actions ICANN takes within its seemingly narrow technical > and administrative mission can affect (and generate interest among) the > world's individual Internet users in a myriad of ways. These users hold > a variety of values and represent interests that may be personal, > political or economic. They care about issues such as access to domain > names in non-Latin characters, the potential use of IP addresses and > domain names for identification or location of individuals and groups, > the mapping of telephone numbers to Internet addresses, competition and > choice (or not) in the provision of various services provided by > independent parties under contract to ICANN, domain-name intellectual > property issues, and the like. > > There is concern, however, that the existing ICANN policy development > and decision-making structure has not fulfilled expectations of > involving and representing these various individuals and their > interests. > > The Process > > In reviewing numerous ICANN discussions and resulting decisions, we > found it difficult to follow the documented "consensus" decision-making > process. In many instances, it is unclear how the input into a > particular "open process" decision was duly considered, documented and > assimilated. We want to ensure that all interested individuals have an > opportunity to participate fully in "bottom-up ICANN consensus > development." And we want to ensure that there is a mechanism that will > make this possible. There certainly is an opportunity for ICANN, > potentially through an At-Large membership, to organize individuals' > energy and experience in a more productive manner - making the issues > intelligible to a broader community and giving individuals a way to > turn their feedback into tangible influence in an accountable, > transparent and predictable manner. > > In making recommendations on the role of an At Large membership in > ICANN, our intention is to help create a policy and decision-making > structure and process within ICANN that fosters understanding and > accommodation between various constituencies, including individual > Internet users. We are striving to recommend such a structure and > process to help ensure that ICANN's policies truly reflect the needs, > interests and rights of all its stakeholders - including those who may > not like its policies but who will ideally feel that at least their > arguments were understood and fairly considered. > > Concept Papers to Follow > > Our charge to conduct a comprehensive study and to "consider the proper > relationship between an At-Large membership and ICANN's three > Supporting Organizations,"[1] has led us to begin development, in > conjunction with the affected communities, of recommendations for > individual Internet user participation in ICANN. > > We welcome input to help further our understanding of how the existing > ICANN policy development and decision-making structure has (or has not) > fulfilled expectations of involving and representing all relevant > stakeholders. We also look forward to receiving any ideas that might > improve the ICANN process and structure and individuals' role within > it. To foster constructive discussion, and to focus on concrete > possibilities - solutions rather than opinions and goals - we are > developing concept papers for your review. [See Appendix B, "Proposed > Schedule of ALSC Activities"] > > We are particularly interested in hearing your views on what would > constitute a successful structure and process for individual Internet > user participation. Thus far, our view is that a successful structure > and process should: > > * Fulfill ICANN's mission of acting in the public's interest in its > administration of the Internet's technical name and numbering > infrastructure, and balance the commercial and institutional > interests that are already well represented within the > organization. > * Ensure that ICANN operates in a manner that is stable, > accountable, transparent, and predictable. > * Increase the likelihood of voluntary compliance by fulfilling > ICANN's goal of having its decisions supported by a broad and > documented consensus among affected parties. > * Engender knowledge within, and support from, interested > communities by giving them a demonstrable way of participating and > affecting policy. > * Inject the necessary public interest perspectives into > coordination of relevant ICANN issues. This includes bringing > non-technical considerations to bear on technical decisions, as > well as providing ICANN with advance warning of issues that have > the potential of being critical or controversial in the > "non-technical" world. > * Encourage both the "non-technical" and "technical" communities to > explain their concerns and the impact of their work more > effectively to the broader public. > > > > Regardless of how individual involvement is ultimately achieved, it is > reasonable to expect that ICANN's Board will continue to be the focal > point for critical decisions. Therefore, Board representation of > individual Internet users also must be addressed, and we are eager to > hear your views on how this might be achieved. > > Our effort to recommend any reconfiguration of Board membership is > driven by several goals, including the need to: > > > > * Fulfill ICANN's commitment to greater accountability of the Board > of Directors to the Internet community. > * Ensure "users' voices" are represented in ICANN's decisions. > * Represent the diverse interests of those affected by ICANN > decisions. > * Select high-quality Board members capable of understanding and > fulfilling ICANN's responsibilities. > * Avoid "capture" of the Board through disproportionate and opaque > representation of any one organization or interest group or > community. > * Ensure the Board Members work together effectively to fulfill its > responsibilities. > > In considering participation and Board representation, your input is > especially needed on both factual questions and normative issues that, > for us, remain unresolved, including (but not limited to): > > * Within each Supporting Organization, are the existing processes > and structures meeting the expectations of their participants? > What aspects of the process are working well? How can existing > processes be improved? Are all stakeholders/communities adequately > represented? > * In order to gauge the level of participation and activity in > ICANN's existing communities, as represented by their mailing > lists, what are the basic statistics of these lists (e.g. number > of participants, demographics, frequency of posting etc.)? > * Similarly, how many participants attend face-to-face > meetings/teleconferences? How often are such meetings held? > * How are the results of the email discussions, teleconferences, and > face-to-face meetings summarized, documented and forwarded for > consideration by other ICANN participants? What working languages > are used? > * What conflict-of-interest provisions exist within each of the > existing Supporting Organizations? > * What mechanisms exist to demonstrate that due weight is given to > input provided to each of the Supporting Organizations? What is > the Supporting Organizations' operational definition of > "consensus"? If consensus is/is not possible, are the points of > agreement and disagreement, rationale, etc. summarized and > documented? What/who determines if consensus has been reached? > * How much can be expected to be achieved from purely voluntary > ICANN participation? What might the role of a professional > secretariat/support staff for the Supporting Organizations play in > facilitating participation and deliberation? How might such staff > be funded? > * Who is staff accountable to (and who should staff be accountable > to)? What is the nature of the relationship between ICANN staff > and the existing Supporting Organizations? What protocol governs > their interactions and priorities? > * Other than reading through relevant mailing list archives, what > other resources exist that make understanding the issues being > discussed in ICANN more accessible? In which languages are such > materials produced? > * How should existing and potential constituencies be organized into > Supporting Organizations or other entities such as interest > groups, political parties, etc. > * How can individuals be encouraged to self-organize without ICANN's > direct involvement? > * What would be each entity's role, authority, and funding source? > * What (if any) specific consensus development processes should be > recommended? > * Should Directors selected by individual Internet users be a > majority or minority of the Board members? How should Board seats > be allocated? Should the current balance of Directors (i.e. 9 from > the SOs and 9 from At-Large) be kept? > * Should elections of Directors be direct or indirect (or a > combination)? How should candidates be nominated? What voting > procedures should be used? Who should have the ability to vote? > * If direct elections are recommended, should they be held among > particular groupings of Internet users, or should they be > geographic or issue-based (including issue or agenda-driven > "parties")? > * Should some demonstration of commitment be required for > participation in elections (such as requirements based on > knowledge, participation, or money)? > * How can individual users be informed about ICANN? How can > candidates for election and interest groups in any form > communicate with ICANN's "At-Large members"? Relevant issues > include privacy, language, Net access (use of Web vs. e-mail) and > others. > > Comments@atlargestudy.org > > In making any recommendations to the ICANN Board, we want to ensure > that we adequately address the role of an At-Large membership within > the ICANN structure as a whole . We are optimistic that mechanisms with > individual involvement can be found that will enable ICANN to develop > balanced and well-considered policies for Internet domain names, IP > address numbers, protocol parameter and port numbers, with the consent > of those who have the responsibility to implement them for the benefit > of the world's Internet community. > > Please email your comments to us at comments@atlargestudy.org or send > them to our on-line forum at http://www.atlargestudy.org/forum.shtml . > > Thank you for your consideration and participation. > > The At-Large Study Committee: Carl Bildt (Chair), Chuck Costello (Vice > Chair), Pierre Dandjinou, Esther Dyson, Olivier Iteanu, Ching-Yi Liu, > Thomas Niles, Oscar Robles, and Pindar Wong (Vice Chair). Denise > Michel, Executive Director. > > > ---------------------------------------------------------------- > > > > Appendix A: Brief Background > > The U.S. Department of Commerce, in granting ICANN its authority, urged > ICANN to ensure "greater accountability of the Board of Directors to > the Internet community" and to "operate in a bottom-up and > representative manner, open to input from the broad community of > Internet users."[4] > > How this accountability and representation should be achieved has been > hotly debated since before ICANN was created in response to a request > from (but not by) the U.S. Government. In addition to the diversity of > views on how ICANN should be structured and operated, there also has > been widespread disagreement on the mechanisms for At-Large > representation (how to avoid fraud, abuse or capture). > > Currently, a 19-member Board of Directors governs ICANN, with nine > members from three Supporting Organizations (three from each SO), five > members who were selected by an At-Large membership, four members who > were appointed and have served since ICANN was created, and one member > who is the corporation's President and CEO. The Board and the three > SO's are designed to include representatives of a specific set of > Internet "stakeholders." ICANN's bylaws called for these three SO's to > be "formed through community consensus": the Domain Name Supporting > organization (DNSO), the Address Supporting Organization (ASO), and the > Protocol Supporting Organization (PSO). > > Although the original nine-member Board was picked by Jon Postel and > was seated upon ICANN's creation, there was no consensus on how the > nine "At-Large Directors" should be selected going forward. In July, > 2000, ICANN's Board adopted a compromise interim solution: the > worldwide direct election of five "At-Large" Directors for the ICANN > Board, one from each of five geographic regions (Africa, > Asia/Australia/Pacific, Europe, Latin America/Caribbean, and North > America), by a self-selected At-Large membership, combined with the > continued service of four of the initial ICANN directors (for a period > not to exceed two years) to ensure that there would remain nine > At-Large "slots" on the ICANN Board until (at a minimum) the results of > this At-Large study are implemented. As part of this compromise, it was > agreed that, during the next two years, there would be a "clean-sheet" > study of how to appropriately provide for input and influence into > ICANN policy deliberations and actions by the individual Internet user > community. The five At-Large Directors were selected through an on-line > election process and seated on the Board in November 2000. On January > 26, 2001, ICANN announced the creation of the ALSC and the Board > approved the Committee's members on March 20.[5] =========================================================================